Dealer Trade Matching Statements
|
Firm |
Posted |
Statement Date |
Signed by |
Contact |
| Acker Finley | 17/07/2013 | Undated | Marian Buklis – Chief Compliance Officer | Marian Buklis (416) 777-9636 |
| Acumen Capital Finance Partners Limited | 18/06/2013, reconfirmed 05/11/2019 | 01/09/2007 | Myja Miller, Chief Financial Officer & Chief Operating Officer | Myja Miller (403) 571-0308 |
| AltaCorp Capital Inc. | 14/11/2019 | Undated | Jocelyn Beckett, Chief Compliance Officer | Gail O’Connor (403) 539-8629 Jocelyn Beckett (403) 539-8600 |
| Altus Securities Inc. | 16/08/2013 | Undated | Paul Jelec, Chief Compliance Officer | Gregg Blaha (416) 369-3025 |
| B2B Bank Securities Services Inc. | 06/12/2013, reconfirmed 05/11/2019 | 05/12/2013 | Brian Prosser, Chief Compliance Officer | Hugh Cameron (416) 413-7238 |
| Bank of America Merrill Lynch, Merrill Lynch Canada Inc. | 25/06/2013 | 04/09/2007 | Mark Dickerson, Corporate Secretary | Doug Butters (416) 369-3953 |
| Barclays Capital Canada Inc. | 19/06/2013, reconfirmed 11/11/2019 | 06/2012 | John Kennedy, Chief Compliance Officer | John Kennedy (416) 863-8927 |
| BBS Securities Inc. | 05/02/2009 | 10/10/2008 | Bardya Ziaian, President & CEO | Bardya Ziaian (416) 235-1227 |
| Beacon Securities Limited | 22/11/2013 | 02/11/2012 | Alistair Maxwell, Chairman & CEO | Moshe Ifergan (416) 507-3974 |
| BMO Nesbitt Burns Inc. | 02/03/2021 | 02/03/2021 | Paul White, Director CM Securities Operations | Paul White (416) 552-7364 Kevin Armstrong (416) 552-8904 |
| Brant Securities Limited | 24/10/2007 | Undated | Keith McMeekin, President & Chief Executive Officer | Keith McMeekin (416) 596-4596 |
| Brookfield Financial Corp. | 24/03/2011 | Undated | Brydon Cruise, Chief Compliance Officer | Mark Murski (416) 956-5252 |
| Burgeonvest Securities Limited | 02/10/2007 | Undated | Mario Frankovich, President & CEO | Mario Frankovich (905) 528-6505 |
| Byron Securities Limited | 22/11/2013 | 01/02/2011 | Geoff Clarke, President & Chief Operating Officer | Byron Securities (416) 867 9800 |
| Caldwell Securities Ltd. | 09/10/2007, reconfirmed 05/11/2019 | Undated | Sally Haldenby Haba, VP | Sally Haldenby Haba (416) 207-0933 |
| Canaccord Genuity Corp. | 23/11/2013 | 10/10/2013 | Matt Gaasenbeek, President | |
| Canadian ShareOwner Investments Inc. | 07/11/2019 | 07/11/2019 | Robyn Ross, Chief Executive Officer | Robyn Ross (416) 709-1051 |
| Casgrain & Company Limited | 26/06/2013, reconfirmed 05/11/2019 | 01/09/2007 | André Zanga, Vice President & Chief Financial Officer | André Zanga (514) 871-8080 |
| CIBC World Markets Inc. | 27/11/2013 | Undated | Wayne Ralph, Senior Vice-President CIBC, Wholesale/Brokerage Operations | Susan Fleming (416) 681-4494 |
| Citigroup Global Markets Canada Inc. | 19/09/2007 | Undated | David A. Carson, Chief Operating Officer | David A. Carson (416) 866-2294 |
| Citigroup Global Markets Inc. | 28/09/2007 | Undated | Gary Probert, Managing Director | David A. Carson (416) 866-2294 |
| Citigroup Global Markets Limited | 27/09/2007 | Undated | Catherine Munro, Managing Director | David A. Carson (416) 866-2294 |
| Clarus Securities Inc. | 26/11/2013 | 11/2013 | Jim Christodoulis, Chief Executive Officer | Tom Monahas (416) 343-2783 |
| Cormark Securities Inc. | 05/11/2019 | Undated | Julie Eisenstat, Chief Compliance Officer | Julie Eisenstat (416) 943-6494 |
| Credit Suisse Securities (Canada), Inc. | 25/06/2013 | Undated | Craig Henshaw, Chief Operating Officer | Nick Pomponio (416) 352-4681 |
| CWB McLean & Partners Wealth Management Ltd. | 08/01/2020 | 07/01/2020 | Amanda Bateman,Chief Compliance Officer |
Loretta Carbonelli |
| D&D Securities Company | 25/11/2013 | 25/11/2013 | Patrick Lilly, President, CEO, & CCO | Patrick Lilly (416) 369-6929 |
| Desjardins Securities Inc. | 05/09/2017 | 28/08/2017 | Radek Loudin, Chief Compliance Officer | Olivia De Laleu 514-281-2244 / 1-877-780-1171 # 506 2030 |
| Deutsche Bank AG Canada Branch | 03/07/2014 | 01/07/2013 | Scott Lampard, President & Chief Executive Officer | Johanna O’Reilly (416) 682-8243 |
| Deutsche Bank Securities Limited | 03/07/2014 | 01/07/2013 | Scott Lampard, President & Chief Executive Officer | Johanna O’Reilly (416) 682-8243 |
| Echelon Wealth Partners Inc.. | 05/11/2019 | Undated | David Cusson, CEO | Louis Cavalaris (416) 864-3683 |
| Edward Jones | 11/09/2013 | 09/09/2013 | Doug Bennett, Principal Operations & Services | CanadaTradeOps5012@
|
| Emerging Equities Inc. | 28/06/2013 | 14/09/2009 | Senada Russell-Baker, Vice President | Senada Russell-Baker (403) 216-9345 |
| Fidelity Clearing Canada ULC. | 12/05/2016 | 04/04/2016 | Bryan Moffitt, Chief Operating Officer | Jason Chapman (416) 216-2610 |
| FirstEnergy Capital Corp. | 23/11/2013 | 01/01/2011 | Ruby Wallis, Chief Operating Officer | Ruby Wallis (403) 262-0631 |
| Fonds des professionnels – Gestion privée inc. (French only) | 19/08/2013 | 19/08/2013 | André Sirard, Président et chef de la direction | Jean-François Levasseur (514) 350-5169 |
| Fin-XO Securities Inc. | 16/08/2013 | 21/06/2010 | Guy Dufresne, 1st Vice President | François Demers or Claude Raad (514) 875-5822 |
| Foster & Associates Financial Services Inc. | 06/18/2013 | 06/18/2013 | Tony Manning, Vice President, CCO | Tony Manning (416) 369-3189 |
| G-Trade Services LLC | 18/06/2013 | 18/06/2013 | Bea Ordonez, Chief Operating Officer | Bea Ordonez (212) 237-0434 |
| Generation IACP Inc. | 17/12/2019 | Undated | Randall Abramson, President | Sasha Rnjak (416) 956-9616 |
| Global MaxFin Capital Inc. | 22/05/2012 | Undated | Karim Allani, Chief Financial Officer | Arman Pekel (416) 642-3531 |
| Global Securities Corporation | 20/06/2013 | 21/09/2007 | Joya Baba, Vice-President, Operations | Joya Baba (604) 443-7069 |
| Goldman Sachs Canada Inc. | 28/09/2007 | Undated | Stefano Zuliani, Chief Compliance Officer | Stefano Zuliani (416) 343-8763 |
| Hampton Securities Ltd. | 16/08/2013 | 22/06/2011 | Cheryl de Montigny, Chief Compliance Officer | David Lister (416) 862-8654 |
| Haywood Securities Inc. | 29/07/2019, reconfirmed 05/11/2019 | Undated | Bruce Thompson, Chief Compliance Officer | Mark Maisonville (604) 697-7105 |
| HSBC Securities (Canada) Inc. | 20/05/2014 | Undated | Michael A. Williams, Chief Operating Officer | Michael A Williams (416) 868-3388 |
| Hugues Ouimet & Associates Inc. | 05/10/2007 | Undated | Hugues Ouimet, President | Hélène Dubé (514) 843-5050 |
| iA Private Wealth Inc. | 29/04/2021 | 28/04/2021 | Bruno Blouin, Senior Vice President and Chief Financial Officer | Moira Simo 416-350-3250 ext. 6858 |
| Incapital Canada ULC | 29/10/2013 | Undated | Jehred Ross, Chief Compliance Officer | Jehred Ross (416) 507-3660 |
| Instinet Canada Limited | 20/08/2013 | Undated | Kenenth J. Klepacki, Chief Operating Officer | Ken Klepacki (416) 304-6365 |
| Integral Wealth Securities | 26/06/2013 | Undated | Tom Wu, CFO | Tom Wu (416) 203-5845 |
| IPC Securities Corporation | 16/10/2007 | 15/10/2007 | Steve R. Elliott, Vice President, Chief Compliance Officer | email (905) 212-0945 |
| Jacob Securities | 31/07/2012 | Undated | Sasha Jacob, President and CEO | Sasha Jacob (416) 866-8304 |
| Jennings Capital Inc. | 25/06/2013 | Undated | Ann McIntosh, Chief Compliance Officer | Ann McIntosh (416) 304-2194 |
| Jitneytrade Inc. | 28/07/2014 | 27/08/2013 | Jean-François Sabourin, President and CEO | Jean-Francois Sabourin (514) 985-8086 |
| Jordan Capital Markets Inc. | 25/11/2013 | Undated | William B. Walker, CCO | Brent Walker (778) 373-4123 |
| J.P. Morgan Securities Canada Inc. | 01/10/2007 | Undated | Sara Collins, Chief Financial Officer | Angie Hodgson (416) 981-9135 |
| Kernaghan & Partners Ltd. | 13/01/2016 | Undated | Mark Van Remortel, CEO & UDP | Mark Van Remortel (416) 465-0586 |
| Kingsdale Capital Markets Inc. | 07/10/2009 | Undated | Anita Tyler, VP Operations/CCO | Anita Tyler (416) 867-4563 |
| Laurentian Bank Securities | 15/08/2013 | Undated | Yves Ruest, Vice President, Finance and Administration, Chief Financial Officer, Chief Compliance Officer | Yves Ruest (514) 350-3070 |
| Leede Jones Gable Inc. | 21/10/2020 | 08/2007 | Robert Harrison, President | Peter Brock (604) 658-3042 |
| Lightyear Capital Inc. | 25/11/2013, reconfirmed 19/11/2019 | Undated | Louise M. Duchesne, Chief Compliance Officer | Louise M. Duchesne (403) 218-1409 |
| Liquidnet Canada Inc. | 21/08/2019, reconfirmed 05/11/2019 | 20/08/2019 | Jay Lee, Head of Canada | Muneeb Ahsan 416-594-2453 |
| Loewen, Ondaatje, McCutcheon Limited (LOM) | 05/07/2007 | 08/06/2007 | Robert Matthews, Chief Compliance Officer | Greg Hartman (416) 964-4481 |
| MPartners Inc. | 19/09/2007 | Undated | Johanna O’Reilly, Chief Compliance Officer & VP Operations | hr@mpartners.ca (416) 603-7381 ext 231 |
| Mackie Research Capital Corporation | 18/06/2013 | Undated | Patrick G. Walsh, CEO | Mark Censale (416) 863-3829 |
| Macquarie Private Wealth Inc. | 19/08/2013 | 09/05/2011 | Daniel Bowering, Chief Compliance Officer | Dan Bowering (416) 687-1179 |
| Magna Partners Ltd. | 15/10/2007 | 01/10/2007 | Nick Abe, Chief Compliance Officer | Nick Abe (416) 640-0590 |
| Maison Placements Canada Inc. | 18/06/2013 | 08/2007 | Paul D. Aitkens, Chief Compliance Officer | Paul D. Aitkens (416) 947-6068 |
| Manulife Securities Incorporated | 20/02/2014 | 04/02/2014 | Rick Annaert, President & Chief Executive Officer | Andy Pauksens (905) 469-2100 x283532 |
| MGI Securities Inc. | 25/11/2013 | Undated | James Andrews, CFO | James Andrews (416) 864-2604 |
| Middlefield Capital Corporation | 25/11/2013 | Undated | W. Garth Jestley, Managing Director and Chief Executive Officer | Dean Orrico (416) 847-5347 |
| Morgan Stanley Canada Limited | 16/08/2013 | 26/09/2007 | George Christie, Executive Director, Operations | George Christie (416) 943-8330 |
| NBF Securities USA Corp. | 06/09/2007 | 27/08/2007 | Alain Legris, Executive Vice-president and Chief Financial Officer | Sylvia Gad (514) 868-5457 |
| National Bank Financial Inc. | 07/04/2022 | 08/04/2022 | Nelson Dugré-Sasseville, Securities Settlement Process | Joane Seto (514) 879-5108 |
| Newedge Canada Inc. | 25/11/2013 | Undated | Benoit Carignan,Chief Operating Officer | Patrick Migneron (514) 841-6294 |
| Ocean Securities Inc. | 10/12/2007 | Undated | Robinson Manson, Vice President & CFO | Robinson Manson (902) 423-1131 |
| Octagon Capital Corporation | 06/09/2007 | 07/2007 | Christopher J. Everest, Chief Operating Officer | Cheryl de Montigny (416) 304-7833 Chris Everest (416) 306-2552 |
| Odlum Brown Limited | 25/11/2013 | 01/03/2013 | Mary Beck, Vice President Compliance | Mary Beck (604) 844-5301 |
| Paradigm Capital Inc. | 14/06/2018, reconfirmed 05/11/2019 | Undated | Michael Roland, Chief Compliance Officer | Michael Roland |
| PWL Capital Inc. | 28/11/2013 | 27/11/2013 | Michael Simioni, Chief Compliance Officer | Michael Simioni (514) 875.7566 x294 |
| PGM Global | 06/08/2022 | 25/10/2019 | Giancarlo Farinacci, CFO & CCO (Canada) | Giancarlo Farinacci 514 227-7718 |
| Peters & Co. Ltd. | 25/11/2013, reconfirmed 05/11/2019 | Undated | Leslee C. Altin, Chief Compliance Officer | Leslee C. Altin (403) 261-2227 |
| Pictet Canada L.P. | 08/07/2013 | 08/07/2013 | David Parsons, Chief Operating Officer & Richard Gaulin, Vice President | R Gaulin/S Borgognon (514) 350-6246 |
| PI Financial Corp. | 25/06/2013 | Undated | D. Andrew Murray, Chief Financial Officer | Richard Thomas (604) 664-3617 |
| Pollitt & Co. Inc. | 27/09/2007 | 09/2007 | John Christie, CFO | John Christie (416) 365-3313 |
| Pope & Company Limited | 09/07/2013 | 07/07/2013 | Adam Kretschmann, Chief Compliance Officer | Adam Kretschmann (416) 593-5535 |
| Qtrade Securities Inc. | 15/08/2013 | Undated | Andy Quin, Vice-President, Operations | Andy Quinn (604) 605-4209 |
| Questrade, Inc | 05/12/2023 | Undated | Jason Grieve, Chief Client Officer | John Wong (647) 463-3765 |
| Raymond James Ltd. | 09/08/2013 | 09/08/2013 | Lloyd Costley, Chief Operating Officer | Elaine Partridge (604) 654-1291 |
| RBC Dominion Securities Inc. (RBC Capital Markets) | 21/01/2020 | 17/12/2019 | Blair Morton, Managing Director | John Jordanides (416) 842-4765 |
| Red Cloud Securities Inc. | 17/11/2020 | Undated | David Schnarr, CCO | David Schnarr (416) 613-1438 |
| RF Securities Clearing LP | 24/07/2020 | 12/2019 | Deborah Starkman, CFO | Joe Riga (416) 943-6151 |
| Rothenberg Capital Management Inc. | 23/07/2016 | Undated | Robert Rothenberg, President | Christopher Mack (514) 934-0586 |
| Royal Bank of Canada | 21/01/2020 | 17/12/2019 | Blair Morton, Managing Director |
John Jordanides (416) 842-4765 |
| Richardson GMP Limited | 20/08/2013 | 16/01/2012 | Harris Fricker, CEO | Leo Purcell (416) 943-6633 |
| Scotia Capital Inc. | 27/09/2007 | Undated | Norman K. J. Graham, Senior Vice President Securities Operation | Jesse Cruz (416) 863-5935 |
| SG Americas Securities LLC | 01/10/2007 | 28/09/2007 | Michael Walsh, Managing Director | Donna Schirloff (212) 278-4172 |
| Sherbrooke Street Capital (SSC) Inc. | 16/10/2007 | 27/09/2007 | Alberto Galeone, CEO, Treasurerand Director | Scott Wilson (514) 937-4226 |
| State Street Global Markets Canada Inc. | 25/06/2013 | Undated | Andrew Carrington, President and CEO | Stella Coote (617) 664-3718 |
| Stifel Nicolaus Canada Inc. | 03/01/2008 | Undated | Lisa Edwards, Vice President and Chief Compliance Officer | Lisa Edwards (416) 815-0888 |
| Stonecap Securities Inc. | 16/06/2010 | 06/04/2010 | Charlie Pennock, CCO | Charles Pennock (416) 342-9940 |
| TD Bank Financial Group | 08/12/2013 | 18/07/2007 | Bob O’Leary, Managing Director | Bob O’Leary (416) 983-3602 |
| TD Securities Inc. | 08/12/2013 | 12/07/2007 | Bob O’Leary, Managing Director | Bob O’Leary (416) 983-3602 |
| Toll Cross Securities Inc. | 04/11/2011 | 11/2011 | Marc Bouchard, Compliance Officer | Tom Hope (416) 365-1960 |
| UBS Securities Canada Inc. | 06/12/2019 | 12/03/2019 | Lisa Petrelli, Managing Director – Head of Equities, Canada | Walker Wentworth |
| Virtu ITG Canada. | 06/11/2019 | 01/03/2019 | Etienne Phaneuf, CEO | Kuno Tucker (416) 874-0830 |
| W.D. Latimer Co. Limited | 26/06/2013, reconfirmed 05/11/2019 | 26/07/2007 | Sesto DeLuca, President | Jodi Hale (416) 366-0534 |
| Wells Fargo Securities Canada, Ltd. | 20/01/2016, reconfirmed 06/11/2019 | 20/01/2016 | Mark Censale, Director, Compliance | Mark Censale (416) 775-2013 |
| Wolverton Securities Ltd. | 16/08/2013 | 09/2007 | Alexandra Williams, Chief Compliance Officer | Rahim Rajwani (604) 605-6336 |
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