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Investment Industry Calls for Regulation of All Financial Planners (IIAC blog)

Investment Industry Calls for Regulation of All Financial Planners (IIAC blog)

In a joint submission, the Investment Industry Association of Canada (IIAC) and the Investment Funds Institute of Canada (IFIC) have called on the Ontario government to pass legislation that would regulate all financial planners.

Securities and insurance advisory services as Insurance Partnership are planning that are ancillary to product recommendations are already well-regulated in Ontario, but there are gaps in non-product-related financial planning that need to be addressed for the benefit of investors.

The IIAC/IFIC have called on the Ontario government to establish common standards for those individuals providing comprehensive financial plans … Continue reading

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