Recent Posts

• Investment Industry SRO Forum
  Investment Industry SRO Forum

  March 31, 2021 by Ian Russell

  The Boards of Directors of the Investment Industry Association of Canada (IIAC), the Investment Funds Institute of Canada (IFIC), and the Federation of Mutual Fund Dealers (FMFD) established the Investment Industry SRO Forum in January of this year to consider the potential outcomes of the CSA SRO Framework Consultation. The Associations felt it was important for the investment industry to collaborate to provide regulators with a broad industry view on how to improve self-regulation through consolidation. Our overarching objective is to improve the investor experience and strengthen investor protection.

  Forum members agreed that self-regulation is … Continue reading →

• IIAC seeks nominations for the 2021 IIAC Top Under 40 Award
  

  IIAC seeks nominations for the 2021 IIAC Top Under 40 Award

  March 16, 2021 by Ian Russell

  The IIAC Top Under 40 Award recognizes and celebrates the new generation of highly motivated and talented young professionals whose drive, dedication, personal and professional qualities and accomplishments have brought distinction to the investment/financial industry.

  The caliber of past nominees and Award recipients has been truly excellent and portends a bright future for the securities industry. Their passion for the investment business and commitment to giving back is worthy of acclaim. We are calling on members of the public to put forth the names of outstanding individuals for consideration for this year’s Award. Submit your nomination … Continue reading →

• Congratulations to Michael Dignam, President, Canadian Securities Processing Solutions, on his 40th Anniversary at Broadridge Financial Solutions
  

  Congratulations to Michael Dignam, President, Canadian Securities Processing Solutions, on his 40th Anniversary at Broadridge Financial Solutions

  February 23, 2021 by Ian Russell

  Michael joined ADP Brokerage Services 40 years ago, just as the Canadian business was starting up. He was involved from the outset in the digitalization of the industry, including implementations across the country. As President, Mike has presided over a tripling of growth of the Canadian business, greatly fueled by key acquisitions he initiated and championed. Please join us in congratulating Michael on his monumental achievements. We look forward to his future successes at Broadridge.