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The Board of Directors of the Investment Industry Association of Canada (IIAC) is pleased to announce the appointment of Laura Paglia as the next President and CEO of the IIAC effective August 1, 2021. Ms. Paglia is a Partner with the law firm Borden Ladner Gervais LLP and a leader of its Securities Litigation and Regulatory Group. She has had an extensive practice representing multiple institutions in the financial services and capital markets industries. She has also been active in securities policy and regulation.
Click here to read the news release.
The Boards of Directors of the Investment Industry Association of Canada (IIAC), the Investment Funds Institute of Canada (IFIC), and the Federation of Mutual Fund Dealers (FMFD) established the Investment Industry SRO Forum in January of this year to consider the potential outcomes of the CSA SRO Framework Consultation. The Associations felt it was important for the investment industry to collaborate to provide regulators with a broad industry view on how to improve self-regulation through consolidation. Our overarching objective is to improve the investor experience and strengthen investor protection.
Forum members agreed that self-regulation is … Continue reading
