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Recent Posts

  • Investment Industry SRO Forum
    Investment Industry SRO Forum
    March 31, 2021 by Ian Russell

    The Boards of Directors of the Investment Industry Association of Canada (IIAC), the Investment Funds Institute of Canada (IFIC), and the Federation of Mutual Fund Dealers (FMFD) established the Investment Industry SRO Forum in January of this year to consider the potential outcomes of the CSA SRO Framework Consultation. The Associations felt it was important for the investment industry to collaborate to provide regulators with a broad industry view on how to improve self-regulation through consolidation. Our overarching objective is to improve the investor experience and strengthen investor protection.

    Forum members agreed that self-regulation is … Continue reading →

  • IIAC seeks nominations for the 2021 IIAC Top Under 40 Award
    IIAC seeks nominations for the 2021 IIAC Top Under 40 Award
    March 16, 2021 by Ian Russell

    The IIAC Top Under 40 Award recognizes and celebrates the new generation of highly motivated and talented young professionals whose drive, dedication, personal and professional qualities and accomplishments have brought distinction to the investment/financial industry.

    The caliber of past nominees and Award recipients has been truly excellent and portends a bright future for the securities industry. Their passion for the investment business and commitment to giving back is worthy of acclaim. We are calling on members of the public to put forth the names of outstanding individuals for consideration for this year’s Award. Submit your nomination … Continue reading →

  • Congratulations to Michael Dignam, President, Canadian Securities Processing Solutions, on his 40th Anniversary at Broadridge Financial Solutions
    Congratulations to Michael Dignam, President, Canadian Securities Processing Solutions, on his 40th Anniversary at Broadridge Financial Solutions
    February 23, 2021 by Ian Russell

    Michael joined ADP Brokerage Services 40 years ago, just as the Canadian business was starting up. He was involved from the outset in the digitalization of the industry, including implementations across the country. As President, Mike has presided over a tripling of growth of the Canadian business, greatly fueled by key acquisitions he initiated and championed. Please join us in congratulating Michael on his monumental achievements. We look forward to his future successes at Broadridge.

View Previous Entries
Advocacy
Investment Industry SRO Forum Submission to the CSA » March 31, 2021 IIAC Responds to CDS Proposed Fee Model Changes » March 29, 2021 IIAC Submission to the U.S. Department of the Treasury and IRS re: Final Regulations under section 1446(f) » March 24, 2021
What's New
Op-Ed: Steps Ottawa can take to restore fiscal stability » April 8, 2021 News Release: Investment Industry Makes Submission to CSA on SRO Consolidation » March 31, 2021 2021 Ontario Budget » March 24, 2021
Resources at Your Fingertips
Institutional Trade Matching » Debt Market Closure Schedule » CDS ATON Dealer Practices Guide (April 1 2021) »

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