The IIAC encourages and supports CSA efforts to achieve a harmonious transition to a fresh SRO. The fresh SRO should be connected to evolving investor needs with minimal bureaucracy and disruption to the capital markets. A summary of our recommendations is found here. Our full submission is found here.
The Investment Industry Association of Canada (IIAC) is thrilled to announce that Christopher Climo will be our Chief Operating Officer.
Prior to joining the IIAC, Chris has spent 37 years in the financial services industry, specializing in compliance and regulatory issues.
Most recently, Chris was Vice President & Global Head of Capital Markets Compliance and Deputy Chief Compliance Officer at CIBC. While at CIBC, Chris was also a member of the Capital Markets Management Committee, the Capital Markets Operating Committee, the Capital Markets UK Executive Committee, and served on the Board of Directors of CIBC World Markets plc. During his time … Continue reading
WEBINAR: MARKET TRANSFORMATION AND THE FUTURE OF TRADING | Monday, September 12, 2022
WEBINAR: GREEN AND TRANSITION BOND TAXONOMY DEVELOPMENTS | Thursday, September 22, 2022
IN PERSON EVENT: CATCH UP WITH THE FORCE OF WEALTHTECH | Wednesday, September 28, 2022
WEBINAR: THEMATIC ETF INVESTMENTS | Monday, October 3, 2022
WEBINAR: CRFs – ENHANCED SUITABILITY: WHAT DOES IT REALLY MEAN? | Wednesday, October 5, 2022
IN PERSON EVENT: DEMYSTIFYING THE DIGITAL ASSET LANDSCAPE – LET’S TALK | Monday, October 17, 2022
IN PERSON EVENT: THE IIAC EXCELLENCE IN LEADERSHIP AWARDS TRIBUTE DINNER/HALL OF FAME INDUCTION CEREMONY | Thursday, October 27, … Continue reading
