Monthly Archives: June 2022

IIAC VOICES SUPPORT FOR A FRESH SRO

IIAC VOICES SUPPORT FOR A FRESH SRO

 

The IIAC encourages and supports CSA efforts to achieve a harmonious transition to a fresh SRO. The fresh SRO should be connected to evolving investor needs with minimal bureaucracy and disruption to the capital markets. A summary of our recommendations is found here. Our full submission is found here.

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IIAC Extends a Warm Welcome to Christopher Climo

IIAC Extends a Warm Welcome to Christopher Climo

The Investment Industry Association of Canada (IIAC) is thrilled to announce that Christopher Climo will be our Chief Operating Officer.

Prior to joining the IIAC, Chris has spent 37 years in the financial services industry, specializing in compliance and regulatory issues.

Most recently, Chris was Vice President & Global Head of Capital Markets Compliance and Deputy Chief Compliance Officer at CIBC. While at CIBC, Chris was also a member of the Capital Markets Management Committee, the Capital Markets Operating Committee, the Capital Markets UK Executive Committee, and served on the Board of Directors of CIBC World Markets plc. During his time … Continue reading

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