2012 Fall Compliance and Operations

2012 Fall Compliance and Operations Symposium

The IIAC hosted its 2012 Fall Compliance and Operations Symposium on Thursday, November 8th at the Toronto Board of Trade. This full day event was attended by more than 150 industry professionals and provided participants with practical tools and tips on how to face regulatory challenges on a number of diverse areas, including:

Session 1 – Issues Impacting Registered Plans [PDF]

Session 2 – Other Tax Issues [PDF]

Session 3 – Foreign Account Tax Compliance Act (FATCA) [PDF]

Session 4 – Client Relationship Model (CRM) [PDF]

Session 5 – Product Due Diligence [PDF]

Session 6 – Social Media: Canadian and U.S. Perspective [PDF]

Session 7 – Do Not Email Legislation and Other Privacy Issues [PDF]

The IIAC would like to thank the following organizations for their sponsorship of this event:

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