REGISTRATION NOW OPEN: 2019 IIAC Compliance and Operations Symposium – 3 Apr 2019 | Toronto

Location:
Vantage Venues



Event Description:

 

DATE:       April 3, 2019
VENUE:    Vantage Venues, 150 King Street West, Toronto (16th Floor – Garden Suite)

Join us in Toronto on April 3, 2019 for this full-day event to hear perspectives on hot-button issues impacting compliance and operations professionals within Canada’s securities industry. Network with peers and industry experts throughout the day.

Panel sessions to include:
      • Leveraging New Technologies to Assist with Compliance and Operations Functions
      • Liquid Alts: The New Retail Frontier
      • Cannabis and Compliance
      • Industry Perspectives on IIROC’s Debt Market Reporting & Surveillance System
      • Fireside Chat with Maureen Jensen, Chair and Chief Executive Officer, Ontario
        Securities Commission and Ian Russell, President and CEO, Investment Industry
        Association of Canada
      • Cyber Readiness: Where are your Vulnerabilities?
      • Vulnerable Clients: How Firms Can Better Protect Both Clients and Advisors

Latest Agenda – Please click here.

IIAC Member $295.00
Non-IIAC Member $395.00
(Prices do not include HST)