REGISTER NOW: Webinar – Preparing for Client Focused Reform Requirements: Key Considerations | January 21, 2021 | 1:00 pm – 2:15 pm ET



Event Description:

 

WEBINAR: Preparing for Client Focused Reform Requirements:
Key Considerations


Time
: 1:00 – 2:15 pm ET

Date: January 21, 2021

Join SIFMA, the SIFMA Compliance & Legal Society, and the IIAC for our latest webinar on how member firms are approaching and preparing for both the Client Focused Reforms and the changes IIROC is making to align with new requirements and increased standards and expectations.

Learn what Canadian industry members should expect after December 31, 2021.

Featured Speakers:

Moderator: Marissa Cusi, Director, Compliance – Canada, Edward Jones

Nick Cardinale, Chief Compliance Officer – RBC Wealth Management Canada, RBC

Richard J. Corner, Vice President and Chief Policy Advisor, Member Regulation and Acting Vice President, Member Regulation Policy, Investment Industry Regulatory Organization of Canada (IIROC)

Rebecca Cowdery, Partner, Borden Ladner Gervais LLP

The webinar is complimentary for employees of IIAC member firms. To register please email Maria Nash (mnash@iiac.ca) using IIAC-SIFMA Webinar Registration in the subject line. You will be provided with a code to use to register here at no cost.