Join us on Thursday, April 28, 2022 for this in-person event to hear perspectives on hot-button issues impacting compliance professions in Canada’s securities industry. Network with peers and industry experts.
Topics for Discussion
The Future of Wealth Compliance Technology
The Role of Behavioural Science in Compliance
IIROC and MFDA Regulatory Integration Update
Re-Imagined Client Communications – New Legal and Compliance Challenges
Cryptocurrency – It Is Here and Clients Want It. What Now?
Chief Compliance Officers Roundtable – Hot Topics and What Keeps Them Up At Night
Giles Anderson | Vice President, Digital Asset Sales and Relationship Management | Fidelity Clearing Canada
Naomi Bartlett | Senior Vice President and Chief Compliance Officer | IGM Financial Inc.