Webinar: Client Focused Reforms – How Well Do You Know Your Product? | Thursday, February 24, 2022 | 2:00 pm to 3:30 pm ET

Webinar: Client Focused Reforms – How Well Do You Know Your Product? | Thursday, February 24, 2022 | 2:00 pm to 3:30 pm ET

Details

Date/Time
Date(s) - 02/24/2022
2:00 pm - 3:00 pm

Location

Online Webinar

Category
No Categories

Description

 

February 24, 2022 | 2:00 pm – 3:30 pm ET

Enhanced know-your-product (KYP) requirements of the client focused reforms put the spotlight on firm and advisor knowledge.

Learn more about KYP obligations for advisors and registered firms, tools and automated processes to support the new requirements, training support, and next steps.

Speakers

Dave Carr-Pries, Vice President, Product & Marketing, InvestorCOM Inc.

Jeff Harvie, Partner & Head of Growth, Four Eyes Financial

Nancy Mehrad, Founder & CEO, Registrant Law

Scott Wilkinson, Partnerships, Innovation, Corporate Development and Business Development, Broadridge Financial Solutions

 

*** This webinar may be eligible for CE credits ***

 

Click HERE to register. 

 

THANK YOU TO OUR SPONSORS:

 

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*** This session may be eligible for CE credits ***