Client Focused Reforms – Enhanced Suitability: What Does It Really Mean?
Details
Date/Time
Date(s) - 10/05/2022
2:00 pm - 3:30 pm
Location
Online Webinar
Category
Description
The Client Focused Reforms set out a suitability determination, but what does that mean practically? Now that firms have had time to implement and consider their programs, we will discuss a number of areas including:
- What is a “client interest first’ standard?
- Have the rules impacted advisors’ ability to use professional judgement for recommendations?
- Has householding been made easier for investors?
REGISTER FOR THE WEBINAR HERE.
Moderator
Laura Paglia | President and Chief Executive Officer | Investment Industry Association of Canada (IIAC)
Speakers
Julie Gallagher | Senior VP and Chief Compliance Officer | iA Private Wealth
Anthony Giglio | VP TD Wealth | Investment Management Research & Product Shelf Management
Susan Silma | Head of Risk and Regulatory Business Practices | Sun Life Distributors
*** This session may be eligible for CE credits ***
