Client Focused Reforms – Enhanced Suitability: What Does It Really Mean?

Client Focused Reforms – Enhanced Suitability: What Does It Really Mean?

Client Focused Reforms – Enhanced Suitability: What Does It Really Mean?

Details

Date/Time
Date(s) - 10/05/2022
2:00 pm - 3:30 pm

Location

Online Webinar

Category

Description

The Client Focused Reforms set out a suitability determination, but what does that mean practically? Now that firms have had time to implement and consider their programs, we  will discuss a number of areas including:

  • What is a “client interest first’ standard?
  • Have the rules impacted advisors’ ability to use professional judgement for recommendations?
  • Has householding been made easier for investors?

 

REGISTER FOR THE WEBINAR HERE

Moderator 

Laura Paglia | President and Chief Executive Officer | Investment Industry Association of Canada (IIAC)

Speakers 

Julie Gallagher | Senior VP and Chief Compliance Officer | iA Private Wealth

Anthony Giglio | VP TD Wealth | Investment Management Research & Product Shelf Management

Susan Silma | Head of Risk and Regulatory Business Practices | Sun Life Distributors

 


 

*** This session may be eligible for CE credits ***