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U.S. Regulation

U.S. Regulation

SEC Cybersecurity Guidance – April 2015 ^[PDF]
U.S. Department of Justice Best Practices for Cyber Incidents – April 2015 ^[PDF]

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IIAC Responds to Proposed Amendments to National Instrument 33-109 and Related Instruments: Modernizing Registration Information Requirements, Clarifying Outside Activity Reporting & Updating Filing Deadlines (“the Proposed Revisions”) » April 19, 2021 IIAC Comments on Forms W-8BEN, W-8BEN-E, W-8ECI, W-8EXP, W-8IMY and Tax Treaty Limitation of Benefits » April 19, 2020 IIAC Responds to IIROC’s Margining of Structured Products » April 12, 2020
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Op-Ed: About time to get a grip on money-laundering problems in Canada » May 10, 2021 Chartbook: Industry Performance During the COVID-19 Period (through February 2021) » April 20, 2021 News Release: IIAC Responds to 2021 Federal Budget » April 19, 2021
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