The IIAC in the News – Archive

The IIAC in the News – Archive

Date

Outlet

Title of Article

URL

23-December-15investmentexecutive.comInvestment industry groups give a qualified ‘thumbs-up’ on proposed CCMR

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22-December-15finance-investissement.comACCVM : volontaires recherchés pour groupe de travail sur la meilleure exécution

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21-December-15Advisor.caIIAC comments on CCMR

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18-December-15Financial PostDear Santa: Independent dealers need a break

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15-December-15investmentexecutive.comInfographic: Canada’s securities industry at-a-glance

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15-December-15Lobby MonitorFinance industry wants new tax incentives to lure tepid investors, meet need for P3s

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11-December-15 Investment ExecutiveIncorporation in the air?

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11-December-15 Investment ExecutiveNewsmaker: Trust is key for the new head of OBSI

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9-December-15 Advisor.caRegulators’ bond transparency proposal flawed: IIAC

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8-December-15 The Globe and MailLiberals detail how they will roll back TFSA contribution limits

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8-December-15 Financial PostCanada’s Bank Bond Traders Now Masters of a Dwindling Universe as global regulations force layoffs

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7-December-15 Bloomberg.comCanada’s Bank Bond Traders Now Masters of a Dwindling Universe

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6-December-15Canadian Hedge WatchBlazing a trail: IIAC helps Member firms counter the cyber threat

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3-December-15 Advisor.caPrivate capital key to energizing Canadian economy: IIAC

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3-December-15 Financial Post Canadian companies have ‘false sense of security’ when it comes to cyber threats: report

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1-December-15 investmentexecutive.com TMX Group aims to rejuvenate the TSXV

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1-December-15 The Globe and MailOctagon Capital becomes latest small brokerage to shut down

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30-November-15 policyoptions.IRPP.orgIIAC’s Ian Russell: Unlock private capital to kick-start the economy

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30-November-15 Investment ExecutiveBringing sunshine to the bond market

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26-November-15 investmentexecutive.comIIROC proposals could have far-reaching implications

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25-November-15 National Post Canada’s investment dealers urged to make detailed plans to respond to cyber attacks

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25-November-15 financialpost.com Five things you should know before you start your workday on Nov. 25

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24-November-15 BNN IIAC’s Ian Russell discusses the six elements of an effective cybersecurity plan for financial services firms

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24-November-15 Advisor.ca How to protect against hackers

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23-November-15 finance-investissement.com Report de l’entrée en vigueur de l’article 871(m)

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21-November-15 The Globe and Mail For GMP and Canaccord, ‘a perfect storm’

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15-November-15 finance-investissement.com CSI sauve son monopole… de justesse

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11-November-15 insurance-journal.ca IIAC Newsletter Raises Concerns over CSA Bond Market Proposals

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10-November-15 investmentexecutive.comDAC 2015: Plan to be cyber resilient; IIAC chief Ian Russell outlines the critical elements of an effective cyber security program

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6-November-15 Investment ExecutivePensions: Taking a different route

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6-November-15Investment ExecutiveHard data on the impact of trailer fees

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6-November-15 Investment ExecutiveNot so exempt market

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3-November-15 Conseiller.caHuit nouveaux intronisés au temple de la renommée de l’ACCVM

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2-November-15 finance-investissement.comHuit nouveaux intronisés au temple de la renommée de l’ACCVM

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2-November-15 finance-investissement.comChristina Anthony a reçu de l’Association canadienne du commerce des valeurs mobilières (ACCVM) le prix pour les moins de 40 ans

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30-October-15 Advisor.caIIAC announces Hall of Fame inductees

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30-October-15 Advisor.caIIAC announces Top Under 40 winner

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29-October-15investmentexecutive.comChristina Anthony honoured with the IIAC’s 2015 Top Under 40 award

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28-October-15 wealthprofessional.caAdvisors continue to question CSI monopoly

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28-October-15 insurance-journal.caFATCA: Federal Court rules Canada-U.S. tax information exchange deal not illegal

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23-October-15 Investment ExecutiveIan Russell guest column – Post-CRM: Where do we go from here?

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23-October-15investmentexecutive.comCSA report on fund fees reinvigorates heated debate

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23-October-15 Investment ExecutiveDeclaration could save clients a hassle

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23-October-15 Financial PostInfluence of fund’s past performance ‘considerably reduced’ when fund manufacturers pay trailing commissions: study

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22-October-15 wealthprofessional.caWealth managers await Liberal action on TFSA

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21-October-15 The Globe and MailLiberals’ win creates confusion over TFSA limit

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20-October-15 investmentexecutive.comInvestment industry ready to work with new Liberal government

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20-October-15 Wall Street JournalJustin Trudeau Elected Prime Minister of Canada

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19-October-15 BNNIan Russell on BNN: What the election means for the Canadian economy

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15-October-15 The Globe and MailSenior public officials targeted by obscure corruption law

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14-October-15investmentexecutive.comGreater co-operation needed on OTC derivatives reform

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14-October-15Advisor.caKey challenges to global markets: IOSCO

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14-October-15Finance et InvestissementMRCC 2 : les plateformes de discussion des régulateurs

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14-October-15Finance et InvestissementLa voie de la transparence

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13-October-15 Investment Executive Regulation: Constructing rules for planners

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13-October-15 Investment ExecutiveGlobal hunt for tax evasion widens

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13-October-15 Investment ExecutiveBattle over “ETF Facts” heating up

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13-October-15 Investment ExecutiveThe unexplored potential of TFSAs

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9-October-15 The Globe and Mail Wealth management industry seeking legal framework for financial planners

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3-October-15 Calgary HeraldRules putting bond market at risk

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2-October-15 Insurance and Investment Journal Profits Decline Under Compliance Costs

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30-September-15 Bloomberg Radio Ian Russell, IIAC President and CEO, discusses bond market liquidity in Canada

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30-September-15 Globeandmail.com Bay Street’s smaller dealers are not suffering so badly

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29-September-15 investmentexecutive.com Investment industry’s outlook remains positive despite major challenges

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29-September-15 Advisor.ca Markets to exhibit greater volatility: IIAC

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29-September-15 Benefits CanadaMarkets to be more volatile, says IIAC

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24-September-15 Insurance and Investment Journal CSI Retains Monopoly on IIROC Education

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23-September-15 Insurance and Investment Journal Federal election: Industry associations present their wish lists

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23-September-15 Insurance and Investment Journal IFIC and IIAC Say Ontario Should Regulate Financial Planners

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23-September-15 Finance et Investissement L’ACCVM recrute à la FBN

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22-September-15 Financial Post Investment industry associations push Ontario to regulate all financial planners

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21-September-15 investmentexecutive.com IFIC and IIAC call for regulation of financial planners

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21-September-15 Advisor.ca All financial planners should be regulated, says proposal

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21-September-15 ThinkAdvisor.com Canadian Groups Ask for Uniform Financial Planner Regs in Ontario

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21-September-15 investmentexecutive.com IIAC calls on Ontario to exclude financial professionals from labour laws

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18-September-15 investmentexecutive.com Retirement concerns take centre stage

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18-September-15 Investment Executive Letter to the Editor – IIAC: Fiduciary standard not needed

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14-September-15finance-investissement.comRéglementation des marchés des capitaux : l’ACCVM crée un comité d’orientation

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11-September-15Wealth ProfessionalCreating a winning culture: Peter Brown profile

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2-September-15Financial PostEdgecrest Capital founder vows to return after firm’s closure: ‘We did our best’

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1-September-15Insurance and Investment JournalIIAC Says Voluntary CPP Supplement Unnecessary

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1-September-15Benefits and Pensions MonitorIIAC Opposes Voluntary CPP Plan

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31-August-15Advisor.caWhy supplementing CPP is unnecessary: IIAC

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31-August-15investmentexecutive.comIIAC opposes voluntary supplement to CPP

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31-August-15Benefits CanadaSupplemental CPP unnecessary: IIAC

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27-August-15investmentexecutive.comBeacon Securities to divest its retail operations next week

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27-August-15MoneySenseWho’s better for my portfolio? Harper, Trudeau or Mulcair? It depends on your goals

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22-August-15Winnipeg Free PressNational securities regulator not on NDP’s ‘radar’

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19-August-15Financial PostCalm coming over the national regulator

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13-August-15investmentexecutive.comHarper’s plan to increase HBP will hurt retirement savings

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11-August-15Advisor.caHave systemic risks to markets been tamed?

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5-August-15Advisor.caTop Nova Scotia regulator to head OBSI

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5-August-15investmentexecutive.comSarah Bradley to take top job at OBSI

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5-August-15investmentexecutive.comDecision on risk and large asset managers applauded; IIAC’s Ian Russell says regulatory move could boost support for CCMR

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28-July-15Conseiller.caRégulateur national : Ottawa franchit une nouvelle étape

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28-July-15Windsor StarInvestment industry honours Lakeshore resident

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25-July-15The Globe and MailWilliam Black named chairman of proposed national securities regulator

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25-July-15Toronto StarRenewed push for national securities regulation

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25-July-15Canadian PressBusinessman William Black named chairman of board for national regulator

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24-July-15investmentexecutive.comWilliam Black named as first CMRA chairman

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24-July-15Advisor.caBoard chair appointed for proposed national regulator

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24-July-15Investment ExecutiveNew takeover bid rules raise concerns

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24-July-15Investment ExecutiveNew money-laundering rules coming

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7-July-15investmentexecutive.comOttawa aims to beef up anti-money laundering laws

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2-July-15investmentexecutive.comCASL Update: Most advisors managing the basics well

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30-June-15BNNIIAC’s Ian Russell on BNN: Why Canadian regulators should ‘step back’ from credit markets

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30-June-15Canadian Business JournalSaving Canada’s Venture Exchange, by Ian Russell, IIAC President and CEO

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26-June-15Finance et InvestissementDe nouveaux intronisés au temple de la renommée de l’ACCVM

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26-June-15Conseiller.caACCVM : huit professionnels accéderont au Temple de la renommée

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25-June-15investmentexecutive.com2015 IIAC hall of fame inductees announced

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25-June-15Advisor.caIIAC announces Hall of Fame inductees

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25-June-15wealthprofessional.caInvestment industry hall of fame inductees announced

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23-June-15Institutional InvestorCanada Gets a Pension Proposal No One Asked For

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22-June-15investmentexecutive.comClients need not panic over “large” TFSAs

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22-June-15Conseiller.caMarchés mondiaux : d’importants changements à l’horizon

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22-June-15Conseiller.caTemple de la renommée pour le secteur des valeurs mobilières

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18-June-15National PostCanada’s investment industry urges regulators to ‘step back’ from strained credit markets

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18-June-15investmentexecutive.comRegulators should proceed with caution

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18-June-15Advisor.caGlobal credit markets at a crossroads: IIAC

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18-June-15Bloomberg.comCanadian Dealers Say More Regulation May Strangle Bond Trading

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18-June-15Insurance and Investment JournalGreg Woynarski Elected Chairman of IIAC

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17-June-15Conseiller.caL’ACCVM désigne son nouveau président du CA

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17-June-15Objectif ConseillerMRCC 2 : Transparence sélective

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15-June-15investmentexecutive.comIIAC announces its board of directors for 2015-16

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15-June-15Advisor.caIIAC has new board chair and vice chair, unveils 2015-16 priorities

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15-June-15financialpost.comAiling venture exchange, cyber threats among investment industry priorities

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8-June-15investmentexecutive.comIIAC’s new resource centre to help firms manage cyber risks

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8-June-15Finance et InvestissementACCVM: site web dédié aux cyberattaques et à leur prévention

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8-June-15Conseiller.caCELI : l’ARC cible les gros comptes

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5-June-15National PostMichael Calce, aka ‘Mafiaboy,’ says hackers have companies ‘on the defence 24-7’

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5-June-15investmentexecutive.comCanada signs global anti-tax evasion agreement

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3-June-15Conseiller.caEn danger, le capital de risque canadien?

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2-June-15investmentexecutive.comSave Canadian venture markets, IIAC urges

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2-June-15National PostFormer trader amasses $1.25 million in his TFSA — now the taxman wants to know how

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2-June-15BNN.caWho gets audited when the CRA scrutinizes Tax-Free Savings Accounts?

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2-June-15Advisor.ca“Epic collapse” of VC markets can be prevented: IIAC

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1-June-15investmentexecutive.comIan Russell’s Letter to the Editor: No sound rationale for differences across the country

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28-May-15Benefits CanadaScrapping pension funds’ investment limit could enhance infrastructure

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27-May-15BNNOttawa to expand CPP

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26-May-15globeandmail.comWealth managers applaud proposal for voluntary CPP contributions

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22-May-15globeandmail.comJoe Oliver puts U.S. Volcker rule in the crosshairs

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21-May-15investmentexecutive.comCSA formalizes CRM2 relief for dealers

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19-May-15investmentexecutive.comIIAC seeks nominations; Only a few days remain to nominate the next IIAC Top Under 40 winner and IIAC Investment Industry Hall of Fame inductees

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12-May-15Advisor.caTechnology key to industry’s future: IIAC

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5-May-15Forum Views MagazineIn conversation with Ian C. W. Russell

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30-April-15ReutersGMP Capital loss underscores challenge facing independent brokers

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28-April-15Halifax Chronicle HeraldNational securities regulator not on N.S. agenda

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27-April-15Investment ExecutiveNational regulator: Fresh delays slow Ottawa’s initiative

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27-April-15Investment ExecutiveRestricting trading flow to the U.S.

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27-April-15finance-investissement.comLes ACCVM en faveur du budget fédéral

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23-April-15insurance-journal.caInvestment Dealers Pleased With Budget

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22-April-15Advisor.caIIAC gives thumbs up to Budget 2015

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22-April-15Advisor.caIndustry reactions to budget 2015

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21-April-15BNNBudget 2015: TFSA hit to tax revenue still a win for Canadians – Ian Russell

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21-April-15investmentexecutive.comFeds increase TFSA room

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21-April-15investmentexecutive.comOttawa makes significant changes to RRIFs

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21-April-15investmentexecutive.comOttawa to lower taxes for small businesses

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15-April-15investmentexecutive.comCompliance review flags concerns with senior investors

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9-April-15thestar.comChristine Elliott remembers Jim Flaherty one year after his death

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8-April-15Economic Times (The Times of India)India to lead investment inflow in emerging Asian economies: Ian C W Russell

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7-April-15investmentexecutive.comMFDA launching seniors group

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6-April-15Advisor.caHow CRM 2 affects clients’ tax filing

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6-April-15wealthprofessional.caName and shame: a poor solution?

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6-April-15finance-investissement.comVolontaires recherchés pour un groupe de travail sur la mise en œuvre de l’obligation d’information au moment de la souscription

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4-April-15Insurance & Investment JournalIndustry strives to bring uniform approach to cost and performance reporting

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1-April-15BNNIan Russell discusses the dangers of borrowing to invest in stocks

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1-April-15BloombergRecord Borrowing for Stocks Shows Canada Debt Binge Spreading

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1-April-15The Globe and MailFull disclosure coming on mutual fund fees (albeit slowly)

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1-April-15investmentexecutive.comTMX announces security risk ratings; Advisory board will be chaired by industry veteran Barb Amsden

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27-March-15Investment ExecutiveIan Russell guest column: IAP report misses a slew of reforms

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27-March-15Investment ExecutiveThe collapse of venture trading; Weak commodities prices seen as the biggest culprit

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27-March-15Investment ExecutiveThe pension puzzle: Public or private?

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23-March-15investmentexecutive.comAmsden leaving IIAC

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23-March-15wealthprofessional.caCRM2 expert moving on

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16-March-15finance-investissement.comÀ la défense du CELI

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12-March-15Advisor.caVenture marketplace under stress: IIAC

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12-March-15insurance-journal.caIIAC Says Income Trusts Could Help Mining Industry

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11-March-15BNNIIAC’s Ian Russell: TFSA critics are completely missing the point

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11-March-15wealthprofessional.caWhich clients really benefit from increases in TSFA contributions

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11-March-15Edmonton JournalBought Deals Surge as Canadian Energy Firms Seek Cash

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10-March-15National PostTFSA criticisms miss key points: The benefits of the most popular savings tool ever

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10-March-15Bloomberg.comBought Deals Surge as Canadian Energy Firms Seek Cash

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9-March-15Mining-journal.comOttawa can do more to help mining finance, IIAC says

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4-March-15Advisor.caGovernment can help change mining industry’s fortunes: IIAC

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2-March-15National PostInvestment industry making headway with Canada Revenue Agency on TFSA audits

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1-March-15Wealth ProfessionalIIAC’s Barbara Amsden named to Women of Influence list

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28-February-15National PostRegulator’s proposal to keep trades in Canada could have unintended consequences, critics say

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27-February-15The Globe and MailCosts forcing smaller financial dealers into arms of larger rivals

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27-February-15Investment ExecutiveOpposing views on the ORPP

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27-February-15Investment ExecutiveBudget 2015: A return to surplus?

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23-February-15Finance et InvestissementVolontaires recherchés pour un groupe de travail sur les produits dérivés

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20-February-15Advisor’s Edge ReportWhat’s in store for Budget 2015?

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19-February-15The Bottom LineCSA pushes back start dates for client rules

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19-February-15The Bottom LinePension funds push for regulatory exclusion

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19-February-15insurance-journal.caDealers weigh different approaches to CRM2 implementation

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18-February-15Benefits and Pensions MonitorIIAC Against ORPP

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17-February-15Calgary HeraldThe case for a single securities regulator has not diminished

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16-February-15Conseiller.caUne seule instance régulatrice, est-ce souhaitable?

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13-February-15Investment ExecutiveRegulators move ahead on key initiatives

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13-February-15investmentexecutive.comAnswers needed on ORPP: IIAC

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13-February-15Advisor.caORPP will weaken financial services sector: IIAC

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13-February-15globeandmail.comCIBC’s commission cut raises ETF market temperature

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12-February-15Conseiller.caLe Temple de la renommée de l’ACCVM recherche ses lauréats 2015

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12-February-15insurance-journal.caIIAC Calls for Hall of Fame Nominations

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11-February-15Benefits Canada10 reasons Canada needs a single regulator

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11-February-15Benefits and Pensions MonitorNominees For Hall Wanted

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11-February-15Finance et InvestissementL’ACCVM à la recherche de candidature pour son Temple de la renommée

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10-February-15investmentexecutive.comIIAC calls for Hall of Fame nominations

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10-February-15Advisor.caIIAC accepting hall of fame nominees

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10-February-15Advisor.ca10 reasons Canada needs a single regulator

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10-February-15Moneysense.ca10 reasons Canada needs a single regulator

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9-February-15CBC.caRRSP season: Investors still wait to see the real fees

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5-February-15wealthprofessional.caEmbedded commissions on last legs

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3-February-15Financial Post MagazinePiece of mind; Advocates hope new fee disclosure rules will sharpen investor focus

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3-February-15Finance et InvestissementMonopole remis en question

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30-January-15Investment ExecutiveOSC report calls for new standard

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30-January-15Investment ExecutiveBig drop in fines levied

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29-January-15Advisor.caCSA holds firm on key CRM2 deadline, IIAC responds

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29-January-15wealthprofessional.caCSA fails to address an important concern

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29-January-15The Globe and MailRegulators agree to delay interim target for disclosure rules

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29-January-15investmentexecutive.comIIAC: Limited CRM2 delay ‘much appreciated’

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28-January-15financialpost.comRegulators compromise on timing of disclosure and new rules on investment fees, performance

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28-January-15investmentexecutive.comDealers get a bit more time for CRM2

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28-January-15Stockwatch.comGlobe says OSC, others agree to delay disclosure rules

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27-January-15insurance-journal.caExperts optimistic about investment opportunities in 2015

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26-January-15Benefits Canada11 predictions for 2015

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23-January-15Advisor’s Edge ReportCSI’s contract expiry provokes heated industry reaction

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22-January-15Financial PostSecurities foul – Phil Anisman’s letter to the editor

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21-January-15gestionnairedefortune.caLe MRCC2 franchit une étape, mais des délais sont à prévoir

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20-January-15globeandmail.comDon’t delay fee disclosure rules, group urges regulators

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20-January-15investmentexecutive.comFair Canada objects to CRM2 delay

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20-January-15wealthprofessional.caCRM2 passes next hurdle but many questions remain

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19-January-15investmentexecutive.comCSA approves final IIROC CRM2 amendments

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19-January-15wealthprofessional.caLast week’s poll results suggest CRM2 extension couldn’t hurt

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19-January-15finance-investissement.comMRCC 2: la Fédération des courtiers en fonds mutuels demande un report

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16-January-15gestionnairedefortune.caLe MRCC2 se transforme en cauchemar bureaucratique

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15-January-15Investment ExecutiveMuch optimism among industry CEOs

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15-January-15Investment ExecutiveTFSAs: IIAC seeks clarity

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13-January-15finance-investissement.caL’ACCVM ne veut pas qu’un émetteur de CELI soit responsabilisé à outrance

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13-January-15insurance-journal.caInvestment Dealer CEOs Optimistic About 2015

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12-January-15Wealthprofessional.caLast week’s poll results suggest advisors evenly split over IIAC request

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12-January-15privatewealthcanada.caInvestment Leaders Optimistic

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9-January-15Wealthprofessional.caInvestment industry reads the tea leaves

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9-January-15Finance et InvestissementLe secteur des valeurs mobilières canadien optimiste pour 2015

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8-January-15BNNIan Russell’s January 8 appearance on BNN to discuss the results of the IIAC’s 2015 Capital Markets Outlook

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8-January-15OMNI TVIan Russell’s January 8 appearance on OMNI TV to discuss the results of the IIAC’s 2015 Capital Markets Outlook

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8-January-15investmentexecutive.comInvestment industry CEOs feeling bullish: IIAC

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8-January-15Advisor.caInvestment industry CEOs optimistic

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8-January-15Benefits CanadaInvestment industry CEOs optimistic

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8-January-15Conseiller.caL’optimisme règne sur les marchés des capitaux

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8-January-15investmentexecutive.comGlobal Maxfin names new CEO

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8-January-15Rogers Cable TVEmpire Club of Canada’s 2015 Outlook Luncheon

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6-January-15Globe and MailThomson Reuters to oversee key Canadian benchmark rates

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5-January-15Journal de l’AssuranceBarbara Amsden qualifie d’opportunité la divulgation des commissions

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2-January-15Finance et InvestissementLes régulateurs ne chômeront pas cette année

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29-December-14Globe and MailInvestment advisers in stalemate with regulators over fee disclosure rules

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29-December-14National PostIan Russell Letter: Regulator’s flaws are fixable

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24-December-14investmentexecutive.comRegulators’ plates will be full in 2015

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24-December-14investmentexecutive.comRegulators moved forward on several key fronts in 2014

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23-December-14investmentexecutive.comIIAC steps up lobbying to delay CRM2

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23-December-14investmentexecutive.comIndustry group asking for changes to TFSA rules

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22-December-14National Post70 thumbs down for new national securities regulator plans

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19-December-14investmentexecutive.comCSA approves MFDA CRM2 amendments

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17-December-14Wealthprofessional.caCRM2 delay: advisors have their say

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15-December-14Benefits and Pensions MonitorOil Prices Could Undo Gains

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15-December-14Finance et InvestissementLes opérations sur titres de créance divulguées

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12-December-14Advisor’s Edge ReportCRM2 could create tax nightmare

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11-December-14Advisor.caYear in review: IIAC

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11-December-14investmentexecutive.comVolatile markets may undo industry gains: IIAC’s Russell

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11-December-14investmentexecutive.comIFIC submission on CCMRS focuses on systemic risk deficiencies

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9-December-14Advisor.caIIAC supports PCMA, CMSA consultation drafts

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9-December-14investmentexecutive.comIIAC voices concerns about cooperative regulator; Industry association stresses the importance of minimizing disruptions as the new system is created

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8-December-14The Hill TimesParliamentary Calendar – January 8, 2015 – Empire Club Outlook Luncheon featuring IIAC’s Ian Russell

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4-December-14investmentexecutive.comIIROC updates Fee Model Guidelines

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4-December-14National PostTFSA holders under audit banned from withdrawals as dealers fear getting stuck with tax bills

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3-December-14BNN.caWho gets audited? Advisors demand clarity from CRA on TFSA ‘businesses’

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3-December-14Wealth ProfessionalA living legend revisits a life on Bay Street; Thomas Caldwell entered the IIAC Hall of Fame this fall.

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3-December-14Newstalk 770 (Calgary)Ian Russell discusses CRA’s audits of certain TFSA accounts

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2-December-14BNNIan Russell discusses CRA’s audits of certain TFSA accounts

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2-December-14National PostCanadians with too many wins in their TFSA are being targeted by CRA

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2-December-14investmentexecutive.com365-day tax season at a glance

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1-December-14Investment ExecutiveIan Russell guest column: Opening Canada’s commercial window

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28-November-14Investment ExecutiveIIAC is seeking a delay to CRM2

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28-November-14Investment ExecutiveIIROC mulls advisor education reform

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28-November-14Investment ExecutiveMaking a push for advisor incorporation

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27-November-14Advisor.caTrade agreement with EU will benefit investment industry: IIAC

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27-November-14investmentexecutive.comCETA offers opportunities for Canada, investment industry: IIAC

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24-November-14investmentexecutive.comIIAC to tackle cyber security

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24-November-14finance-investissement.comVolontaires recherchés en cybersécurité

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21-November-14investmentexecutive.comReferrals: Keeping it legal; When contacting a new prospect, be sure to stay on the right side of the law

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20-November-14wealthprofessional.caIIAC letter to IIROC has advisor picking sides

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18-November-14Advisor.caTime to end CSI monopoly: IIAC

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17-November-14Wealthprofessional.caThe greatest Canadian investor of all time is…?

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15-November-14Finance et InvestissementUn jeune financier qui se démarque

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11-November-14Forexmagnates.comThe First Renminbi Trading Hub in North America Is Toronto

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10-November-14Advisor.caCanada strikes currency deal with China

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10-November-14Forexmagnates.comThe First Renminbi Trading Hub in North America Is Toronto

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7-November-14Investment ExecutiveIs RRIF reform on the federal agenda?

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7-November-14Investment ExecutivePension plan or tax?

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31-October-14wealthprofessional.caIIAC inducted a new crop of talent into the Hall of Fame. What a night.

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31-October-14Advisor’s Edge ReportEnhanced T1135 means more work for advisors

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28-October-14Advisor.caCRM will improve client decisions: IIAC

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28-October-14investmentexecutive.comCRM2 an opportunity to test disclosure’s effectiveness

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27-October-14Investment ExecutiveRelief for Americans holding RRSPs

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27-October-14Investment ExecutiveCompliance officer takes the spotlight

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27-October-14CBC.caOn the Commons committee agenda

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24-October-14Wealth ProfessionalNews bits from the week that was

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17-October-14BloombergTeine Energy Said to Push Back Canada IPO Amid Oil Plunge

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15-October-14CRM2 Guide (pg 4)The bumpy road to reform

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15-October-14CRM2 Guide (pg 8)Reinventing the client relationship

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15-October-14CRM2 Guide (pg 10)Tackling the conversation

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15-October-14CRM2 Guide (pg 20)Is CRM3 on the horizon?

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15-October-14Guide de MRCC2 (pg. 4)Une réforme qui resserrera les liens avec le client

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15-October-14Guide de MRCC2 (pg. 10)Comment convaincre vos clients

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15-October-14Guide de MRCC2 (pg. 18)Turbulence et ajustements en vue

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15-October-14Guide de MRCC2 (pg. 20)Lourds défis technologiques à relever

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15-October-14Investment ExecutiveRegulation: Tackling CRM2

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15-October-14Investment ExecutiveGroups focusing on retirement

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15-October-14Investment ExecutiveThe global hunt for taxes

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15-October-14Investment ExecutiveStay on top of changing U.S. rules

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14-October-14Advisor’s Edge ReportCRA pursues RRSP Strip

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14-October-14Advisor’s Edge ReportCompliance roundup: October 2014

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9-October-14Advisor.caPEI joins plan for national securities regulator

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9-October-14investmentexecutive.comPEI signs on

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9-October-14Financial PostE.F. Hutton quietly shelves plans to open brokerage in Canada

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8-October-14investmentexecutive.comAvoid CRM2 breakdowns

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8-October-14investmentexecutive.comTax filing relief for Americans who own RRSPs, RRIFs

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6-October-14Globeandmail.comWhy boutique dealers are still struggling

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30-September-14BloombergVideo: IIAC’s Jack Rando on Canadian Bond Market Transparency, Liquidity at the Bloomberg Canadian Fixed Income Conference

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25-September-14Finance et InvestissementLe secteur des valeurs mobilières n’en a pas fini avec les fusions et acquisitions

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24-September-14globeandmail.comBoutique investment firms feel the pressure even as markets rebound

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24-September-14financialpost.comCanadian investment dealers rebound from financial crisis, but boutique firms fall behind

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24-September-14investmentexecutive.comBoutique firms still struggling; Investment industry performance improves, but the outlook for smaller firms remains uncertain

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24-September-14Advisor.caBoutique firms should buy their competition

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23-September-14investmentexecutive.comTempest Capital to resign from IIROC

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19-September-14Investment ExecutiveRegulation: A national overhaul? Proposed federal legislation focuses on systemic risk

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19-September-14Investment ExecutiveBolster RRSPs, C.D. Howe paper suggests

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19-September-14Investment ExecutiveHow banks became 800-lb. gorillas

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19-September-14Investment ExecutiveIE and the events that have shaped markets since 1989

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12-September-14Advisor’s Edge ReportCompliance roundup: September 2014

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9-September-14investmentexecutive.comOne step closer for cooperative regulator

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9-September-14Advisor.caIIAC supports Capital Markets Stability act

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9-September-14National PostJim Prentice could alter dialogue on federal-provincial securities regulator

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4-September-14National PostOSFI deputy Andrew Kriegler leaving to take over as head of IIROC

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3-September-14investmentexecutive.comIIROC names new CEO

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3-September-14BenefitsCanada.comIIROC picks new CEO

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3-September-14Advisor.caIIROC names new CEO

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2-September-14globeandmail.comInstitutional brokerage profits up but returns weak

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2-September-14Financial Post MagazineThe crying game

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20-August-14The Bottom LineSaskatchewan, N.B. join national securities push

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20-August-14gestionnairedefortune.caLe prochain budget fédéral doit venir en aide aux PME

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18-August-14Finance et InvestissementAccès électronique aux marchés : l’OCRCVM prolonge le délai de mise à jour

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14-August-14wealthprofessional.caSounding the alarm on small business; Can a smart policy proposal from IIAC save the small business sector from collapse?

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14-August-14investmentexecutive.comIOSCO aims to improve rule-making process for global markets; IIAC’s Ian Russell reports on a recent meeting of global regulators and industry players

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14-August-14Advisor.caUpdate on global regulatory initiatives

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8-August-14Benefits and Pensions MonitorIIAC Wants Retirement Savings Boosted

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8-August-14Techvibes.comInvestment Association Wants Government to Give Small Business Investors Tax Breaks

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6-August-14financialpost.comGive tax breaks to boost financing for small business, investment industry group says

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6-August-14investmentexecutive.comNew rules for savings vehicles and startups needed: IIAC

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6-August-14Advisor.caMore RRSP room needed, says IIAC

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1-August-14Investment ExecutiveRegulation: An end to dual-platform firms?

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1-August-14Investment ExecutiveExempt-market proposals provoke ire

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1-August-14benefitscanada.comPeople Watch: On the move in July

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29-July-14globeandmail.comSalman Partners acquires Woodstone Capital

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24-July-14investmentexecutive.comIIAC’s Ian Russell takes issue with FAIR Canada’s criticism of the investing industry

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24-July-14benefitscanada.comIIAC names new chair, vice-chair

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24-July-14wealthprofessional.caBond liquidity issue beginning to leak

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23-July-14globeandmail.comInvestment industry group recruits new chair

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23-July-14investmentexecutive.comIIAC welcomes new board leaders, members

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23-July-14Conseiller.caMarché des titres d’emprunt : CanPX veut plus de transparence

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17-July-14investmentexecutive.comCanPX improves bond market transparency

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16-July-14wealthprofessional.caIIAC head optimistic about single securities regulator

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14-July-14wealthprofessional.caIIAC head warns on bond market liquidity

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10-July-14National PostAs Oliver pulls, Alberta pushes back; National Regulator

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10-July-14Toronto StarMore provinces join push for sole regulator

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10-July-14Conseiller.caCommission nationale des valeurs mobilières : Ottawa prêt à aller de l’avant

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9-July-14The Globe and MailSaskatchewan, New Brunswick to join national securities regulator

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9-July-14BNNIIAC chief Ian Russell discusses the CCMRS announcement on BNN

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9-July-14CTV News ChannelIIAC chief Ian Russell discusses the CCMRS announcement

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9-July-14Global NewsIIAC chief Ian Russell discusses the CCMRS announcement

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7-July-14BloombergBond Market Transparency in Canada

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28-June-14Le DevoirFinancement participatif – Séduire la foule

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26-June-14investmentexecutive.comIIAC announces 2014 Hall of Fame inductees

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26-June-14Advisor.caIIAC announces 2014 Hall of Fame inductees

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26-June-14Finance et InvestissementNouveaux intronisés au Temple de la renommée de l’ACCVM

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25-June-14BNNIan Russell explains the obligations of the securities industry under FATCA legislation

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25-June-14National PostCanadian industry claims win in long fight over U.S. crackdown on tax evasion

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25-June-14Le DevoirUne limite trop basse nuirait à l’économie

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24-June-14investmentexecutive.comIIAC focused on limiting FATCA impact

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24-June-14Advisor.caIIAC aims to ease FATCA compliance burdens

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16-June-14Canadian PressInvestment group boss optimistic Alberta will join national securities regulator

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13-June-14FORUM MagazineThen and Now – Leader Series: Ian Russell, IIAC president and CEO

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10-June-14BloombergEx-CIBC Treasurer Said Canada Bank Regulator Candidate

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6-June-14wealthprofessional.caInvestment industry association welcomes new direction in Quebec

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5-June-14finance-investissement.comLe budget bien accueilli par le secteur des valeurs mobilières, selon l’ACCVM

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5-June-14investmentexecutive.comIIAC pleased with Quebec’s deficit reduction plans

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3-June-14finance-investissement.comBudget Québec : l’ACCVM interpelle Carlos Leitao

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2-June-14Investmentexecutive.comCanada less vulnerable to unfair HFT practices: IIAC

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2-June-14financialpost.comUpstart stock exchange Aequitas to seek new investors, restrict high-frequency traders

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2-June-14Advisor.caAre high-speed traders better regulated in Canada?

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1-June-14Investment ExecutiveCRM2 and you

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1-June-14Investment ExecutivePension reform: Help or hindrance?

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28-May-14Saskatoon Star-PhoenixSask. key to proposed national securities regulator

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28-May-14Regina Leader PostSask. key to proposed national securities regulator

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28-May-14Conseiller.caCher Monsieur Leitao…

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23-May-14globeandmail.comCanaccord’s Peter Brown retires

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23-May-14investmentexecutive.comPeter Brown leaving Canaccord Genuity

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20-May-14wealthprofessional.caCross-border Tax Information Bill a Good One According to Industry Leaders

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14-May-14Financial PostDon’t delay law for sharing tax information with U.S., Canada’s investment industry urges

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14-May-14investmentexecutive.comDelay in passing Bill C-31 will have ‘serious consequences’ for FATCA, IIAC warns

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14-May-14Advisor.caIIAC urges feds to pass law implementing FATCA

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14-May-14Wealthprofessional.caApprove bill to ward off FATCA delay: Industry leader

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12-May-14LesAffaires.comS.O.S Bourse québécoise

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10-May-14La PresseAnémie d’inscriptions québécoises en Bourse

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9-May-14Halifax Chronicle HeraldNational securities system urged

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8-May-14globeandmail.comNova Scotia mulls joining national regulator

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8-May-14The Globe and MailSaskatchewan eyes national regulator pact

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8-May-14BloombergHarper Re-Election Hinges on 73-Year-Old Rookie Oliver

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6-May-14Investment ExecutiveInvestors have been fundamentally transformed by the financial crisis

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6-May-14Advisor.caClients demand more frequent communication

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5-May-14La PresseUne démocratie actionnariale à réformer

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1-May-14Financial PostCo-operative securities regulator progress made ‘behind the scenes,’ Joe Oliver says

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28-Apr-14Investment ExecutiveThe chore of implementing CRM 2

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28-Apr-14Investment ExecutiveDesignations and seniors: Use caution

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24-Apr-14finance-investissement.comMinistères économiques : accueil favorable de l’industrie

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22-Apr-14BNNIan Russell’s latest featured guest appearance on BNN

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21-Apr-14Advisor.caWhat to do for senior clients

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17-Apr-14Wealth ProfessionalIan Russell makes WP’s 2014 Hot List

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11-Apr-14CTV News ChannelIan Russell pays tribute to Jim Flaherty

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11-Apr-14BNNIan Russell discusses Jim Flaherty’s legacy

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10-Apr-14Canadian PressBusiness leaders describe Flaherty’s economic leadership as global in scope

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10-Apr-14Canadian PressFormer finance minister Jim Flaherty has died

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10-Apr-14nationalpost.comJim Flaherty a finance minister always held in high regard by Bay Street

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10-Apr-14Bloomberg.comPremiers, Ministers, Businesspeople on Jim Flaherty

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10-Apr-14Toronto StarCanadian business leaders mourn Jim Flaherty’s passing

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10-Apr-14Advisor.caFormer finance minister Flaherty dead

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9-Apr-14Advisor.caCRM2 will challenge you

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9-Apr-14Conseiller.caLa mise en œuvre du MRCC 2 : un défi de taille

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8-Apr-14investmentexecutive.comCRM 2 reforms an opportunity for dealers: IIAC

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8-Apr-14wealthprofessional.caIf it ain’t broke, why fix it?

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3-Apr-14globeandmail.comOttawa presses ahead despite Alberta’s new securities regulation plan

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3-Apr-14The Globe and MailIIROC head to depart after eight years

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2-Apr-14Advisor.caFinance bites back at FATCA criticism

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1-Apr-14BNNIan Russell featured guest appearance on BNN

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1-Apr-14investmentexecutive.comFirms under SROs still seeking reassurances on CRM 2 implementation

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1-Apr-14investmentexecutive.comB.C. advises citizens to revise wills

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1-Apr-14Financial Post MagazineIan Russell feature article – Going global: One of Canada’s leading voices on capital markets reform takes his act to the world

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1-Apr-14Investment ExecutiveIan Russell letter to the editor

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1-Apr-14Investment ExecutiveStiff opposition to fiduciary duty

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1-Apr-14Investment ExecutiveBay Street minister

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1-Apr-14finance-investissement.comAllègement bienvenu

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31-Mar-14investmentexecutive.comLong road ahead in implementing CRM 2

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31-Mar-14investmentexecutive.comIIAC fears B.C. estates law will have unintended consequences

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21-Mar-14Advisor.caOliver will push for national regulator: experts

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20-Mar-14Advisor.caUnlike Jim Flaherty, new Finance Minister Joe Oliver has already earned his Bay Street cred

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19-Mar-14BNNIIAC president and CEO Ian Russell comments on Joe Oliver as Canada’s new Finance Minister

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19-Mar-14CTV News ChannelIIAC president and CEO Ian Russell comments on Joe Oliver as Canada’s new Finance Minister

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19-Mar-14National PostUnlike Jim Flaherty, new Finance Minister Joe Oliver has already earned his Bay Street cred

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19-Mar-14Canadian PressJoe Oliver an unlikely choice for finance minister, or the only one?

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19-Mar-14Bloomberg.comReactions to Flaherty’s Resignation as Canada Finance Minister

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19-Mar-14Reuters.comNEWSMAKER-Canada’s Joe Oliver brings Bay Street know-how to finance minister’s job

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19-Mar-14Finance et InvestissementServir la clientèle âgée dans son intérêt

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18-Mar-14Bloomberg.comFlaherty’s Time as Finance Minister Expires Amid Clashes

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18-Mar-14Wall Street JournalFlaherty Resigns: Some Reaction

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18-Mar-14investmentexecutive.comFlaherty’s departure raises questions about national regulator

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18-Mar-14Advisor.caFlaherty quits

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18-Mar-14CBC.caJim Flaherty praised for prudent fiscal policy, steady hand in crisis

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18-Mar-14investmentexecutive.comIIAC guidance helps advisors work with seniors

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18-Mar-14Advisor.caHow to protect senior clients

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11-Mar-14The Globe and MailReady to file? Don’t jump the gun

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11-Mar-14Advisor.caIIAC backs South Korea free trade deal

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7-Mar-14Starbusinessclub.caStar Business Club – FRIDAY ROUNDUP

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6-Mar-14imvestmentexecutive.comIIAC calls on feds to help small business

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6-Mar-14Advisor.caSmall business key to recovery: IIAC

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6-Mar-14Business in VancouverThe federal government needs to do more to help small businesses raise capital: IIAC

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1-Mar-14Investment ExecutiveRussell: ICSA’s new head

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1-Mar-14Investment ExecutiveFinancial planning: Are new rules on the horizon?

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1-Mar-14Investment ExecutiveThe best regulatory approach?

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1-Mar-14Investment ExecutiveRules consolidation problematic?

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27-Feb-14investmentexecutive.comIIAC calls for Hall of Fame nominations

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27-Feb-14Advisor.caIIAC seeks Hall of Fame nominees

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27-Feb-14benefitscanada.comIIAC seeks Hall of Fame nominees

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27-Feb-14canadianinvestor.comInvestment industry plans awards show

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27-Feb-14Advisor.caBREAKING: T1135 gets another facelift

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24-Feb-14Advisor.caFirms need help handling CRM2 reforms, says IIAC

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24-Feb-14Morningstar.caThe future of advice: Part 1

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24-Feb-14Morningstar.caL’avenir des conseils : Première partie

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20-Feb-14finance-investissement.comCroesus aux portes du marché américain

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19-Feb-14financialpost.comIIROC puts heat on dealers to protect clients who borrow to invest

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19-Feb-14The Globe and MailOntario MPP seeks to regulate financial advisers

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18-Feb-14financialpost.comInvestment industry pushes back against regulation of ‘negligence’

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18-Feb-14Stockwatch.comGlobe says IIROC pans bill to regulate advisers

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18-Feb-14finance-investissement.comBudget fédéral 2014 : l’ACCVM attend encore

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15-Feb-14Investment ExecutiveTaxes: Easing on FATCA

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14-Feb-14Advisor.caLast year’s tax traps

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6-Feb-14Financial PostInvestment advisors embrace reform efforts

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6-Feb-14Financial PostCanada signs agreement to dull impact of U.S. crackdown on tax cheats

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5-Feb-14Bloomberg.comCanada Signs U.S. Tax Information Pact to Comply With FATCA

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5-Feb-14Advisor.caFlaherty inks FATCA deal

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5-Feb-14wealthprofessional.caBreathe! FATCA’s off your back!

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5-Feb-14Finance et InvestissementQuébec régirait la langue des prospectus

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4-Feb-14BNNIan Russell’s latest featured guest appearance on BNN

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4-Feb-14Investment ExecutiveBudget 2014: Help for small fry?

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4-Feb-14financialpost.comCanada’s investment industry keeping an eye on China

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4-Feb-14investmentexecutive.comChina’s fortunes key to global economy: Russell; Asian giant’s growth outlook will impact commodities markets, resource companies’ earnings, and the prospects for rebounding growth in Canada

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4-Feb-14Advisor.caChina to lose steam in 2014

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4-Feb-14Shanghai Business ReviewCanada keeps eye on China’s growth

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4-Feb-14CNTVNA.comCanadian investment industry eyeing China

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3-Feb-14Ottawalife.comHong Kong The Canadian Trade Relationship

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31-Jan-14investmentexecutive.comIIAC Top Under 40 Award call for nominations

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28-Jan-14financialpost.comIan Russell, head of Canada’s investment industry association, elected to top international post

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28-Jan-14investmentexecutive.comIan Russell elected ICSA chairman

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28-Jan-14Advisor.caIIAC head elected incoming chair of ICSA

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28-Jan-14Wealthprofessional.caIIAC president to serve as ICSA chairman

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28-Jan-14finance-investissement.comLe budget fédéral analysé dans un webinaire gratuit

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27-Jan-14Bloomberg.comEdgecrest Capital Buys Stonecap Securities in Canada

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27-Jan-14National PostBoutique investment dealers in Canada struggle to survive

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27-Jan-14Wall Street JournalCanada’s Edgecrest Capital to Acquire Stonecap Securities

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24-Jan-14wealthprofessional.caEMDs, the next threat?

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24-Jan-14globeandmail.comGlobeandmail.com – The Week’s Highlights

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23-Jan-14globeandmail.comSmall Canadian investment dealers face ‘existential’ crisis

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23-Jan-14Financial Post‘Feast or famine’ for Canada’s investment firms: IIAC

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23-Jan-14Investmentexecutive.comBoutique dealers still struggling: IIAC

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23-Jan-14Advisor.caBig firms shine as boutiques suffer: IIAC

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21-Jan-14BNNIan Russell’s featured guest appearance on BNN

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15-Jan-14Investment ExecutiveGlobal financial-reporting regime coming?

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15-Jan-14Finance et InvestissementDes demandes pour le budget fédéral

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14-Jan-14finance.yahoo.comITCI Invictus Technologies: Introducing the IIAC Technology Savings Program

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13-Jan-14finance-investissement.comUne reprise des marchés « lente, mais solide » selon un sondage de l’ACCVM

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10-Jan-14Financial PostCanadian investors expected to jump back into markets in 2014: IIAC survey

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10-Jan-14Bloomberg.comKKR to Open Canadian Office to Expand Energy Business

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9-Jan-14globeandmail.comInvestment dealers confident of strong 2014

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9-Jan-14investmentexecutive.comMarkets are recovering, dealer CEOs say

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9-Jan-14Bloomberg.comOptimism of Canadian Securities Firms’ CEOs Slips, Survey Finds

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9-Jan-14Advisor.caTough year ahead for firms, says IIAC

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9-Jan-14Advisor.caInvestment tips for the coming year

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9-Jan-14Rogers Cable TVThe Empire Club of Canada’s 2014 Outlook Luncheon

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9-Jan-14Calgary HeraldBMO Adds Energy Banking Team in London to Fill Strategic Gap

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7-Jan-14Le DevoirServices bancaires et d’investissements – Les différends devront être réglés devant l’Ombudsman

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6-Jan-14BNNIan Russell’s featured guest appearance on BNN (part 1)

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6-Jan-14BNNIan Russell’s featured guest appearance on BNN (part 2)

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30-Dec-13The Globe and MailRegulator for mutual fund dealers tries to stay relevant

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24-Dec-13Bloomberg.comCanada Repair Crews Restore Power With 400,000 Still Dark

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19-Dec-13Institutional InvestorCanadian National Securities Regulator: Two Steps Closer, Two Steps Back

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18-Dec-13Reuters.comCanadian regulators put off fiduciary duty standard

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17-Dec-13BNNIan Russell’s latest featured guest appearance on BNN

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16-Dec-13CIM Magazine14 Big Stories in 2014; Securities regulators to be melded

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13-Dec-13Investment ExecutiveOBSI to place greater pressure on firms

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13-Dec-13Conseiller.caÉtats-Unis : le secteur des valeurs mobilières face à six défis

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12-Dec-13investmentexecutive.comCanada can learn from U.S. experience, says IIAC chief

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12-Dec-13Advisor.caU.S. securities industry faces 6 key challenges: IIAC

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12-Dec-13finance-investissement.comCommission unique : le fédéral laisserait Québec gérer la langue des prospectus

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11-Dec-13The Globe and MailMore than ever, investment clients get better service for a better price

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11-Dec-13National PostWhat the Volcker Rule means for Canada’s biggest banks

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11-Dec-13canadianbusiness.comThe Volcker Rule revamp is a big win for Canada

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6-Dec-13Advisor.caIIAC calls new T1135 impossible

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3-Dec-13Advisor’s EdgeWhen do I have to worry about regulation?

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29-Nov-13Investment ExecutiveRegulation: IIROC still considering key changes; But the proposal to change enforcement rules has its critics

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29-Nov-13Investment ExecutiveCrowdfunding proposals spur debate

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26-Nov-13BNNIan Russell discusses the news of the day and calls for tax incentives to improve small business financing in Canada

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26-Nov-13BNNIan Russell discusses how the TSX’s recent gains have not boosted Bay Street

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26-Nov-13financialpost.comIan Russell letter to the editor – Regulations need cost/benefit analysis

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19-Nov-13canadianinvestor.comIndependent brokers squeezed

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18-Nov-13canadianinvestor.comOverregulation crushing brokerages?

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18-Nov-13insurance-journal.caHigh frequency trading taking advantage of bona fide investors

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13-Nov-13finance-investissement.comRéglementation : le Canada fait bonne figure

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12-Nov-13National PostStop the rule-making; Securities regulator should shift to assessing the behaviour of advisors and the overall culture in firms

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12-Nov-13National PostExisting advisor client rules fine: report; ‘No gap’ to be filled, industry study says

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12-Nov-13Conseiller.caValeurs mobilières : la réglementation canadienne est assez sévère

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11-Nov-13investmentexecutive.comCanadian regulation of advisors exceeds global models: report

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11-Nov-13Advisor.caCanadian regs tough enough, says report

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11-Nov-13Smallbizadvisor.caCanadian regulation thorough, progressive; report

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11-Nov-13wealthprofessional.caCanadian advisor regulation on track globally: Report

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5-Nov-13BNNIan Russell discusses BlackBerry, Encana and the European economic situation on BNN’s Business Day

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4-Nov-13Financial PostCostly advice: Should all investors be treated as ‘completely vulnerable’?

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1-Nov-13finance-investissement.comL’OCRCVM a plus de mordant

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31-Oct-13investmentexecutive.comShow clients the value you create, says IIAC head

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31-Oct-13Advisor.caTax-efficient advice critical: IIAC

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29-Oct-13financialpost.com‘Name and shame’ campaign doing little more than exposing OBSI’s own shortcomings, critics say

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28-Oct-13Investment ExecutiveIan Russell guest column: Encouraging investor participation

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27-Oct-13Vancouver SunOpinion: Red tape bleeding life from B.C.’s resource opportunities

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17-Oct-13Toronto LifeThe Oracle of Bay Street

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16-Oct-13globeandmail.comI want to be an investment adviser. What will my salary be?

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16-Oct-13Investment ExecutiveAdvocacy groups target retirement; IE’s summary of federal pre-budget submissions

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16-Oct-13Investment ExecutiveYour American clients and the IRS

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16-Oct-13investmentexecutive.comFormer NBF senior exec joins Raymond James

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16-Oct-13Advisor.caRaymond James adds new senior VP

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4-Oct-13Globeandmail.comBay St.’s hall of fame dinner brightens dull mood

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4-Oct-13BNNLawrence Bloomberg, IIAC Investment Industry Hall of Fame Inductee, appears on BNN to discuss his induction and other topics

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3-Oct-13Investmentexecutive.comIIAC Conference: CEO announces launch of IIAC Hall of Fame

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3-Oct-13Financial PostFormer SEC commissioner says Canadian concerns over financial reforms are ‘legitimate’

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3-Oct-13BloombergTMX Group CEO Kloet ’Looking at’ Crowdfunding Technology

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3-Oct-13investmentexecutive.comIIAC Conference: TMX focused on international growth; Tom Kloet calls on industry to help make Canada a global player in capital markets

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3-Oct-13investmentexecutive.comIIAC Conference: Building TMX Group into a global player

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3-Oct-13investmentexecutive.comIIAC Conference: Is HFT the death knell for markets?

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2-Oct-13BNNDan Conaghan, Author, The Bank: Inside the Bank of England and guest speaker at the IIAC 2013 Annual Conference, appears on BNN’s Business Day

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30-Sept-13BNNIan Russell appears on BNN to discuss the looming U.S. government shutdown

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30-Sept-13Globeandmail.comSteady losses eat away at small dealers’ capital

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24-Sept-13CBC.ca BlackBerry bought jet months before layoff announcement

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24-Sept-13CBC Radio Ian Russell discusses Fairfax’s bid to purchase BlackBerry on CBC Radio’s The Morning Edition – Kitchener-Waterloo

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20-Sept-13The Globe and Mail Ottawa renews push for national securities regulator

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20-Sept-13National Post B.C., Ontario join with Ottawa; Common Cause

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20-Sept-13Bloomberg Canada’s Flaherty Announces Capital Markets Watchdog Plan

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20-Sept-13Toronto Star Feds, Ontario and B.C. agree on co-operative securities regulator; first step to national body

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20-Sept-13investmentexecutive.comQuebec opposed to co-op regulator, industry pleased

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20-Sept-13Advisor.caIIAC supports B.C.-Ontario cooperative regulatory system

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20-Sept-13Wall Street JournalPlanned Market Regulator Earns Applause on Street, Skepticism in Provincial Capitals

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20-Sept-13Wealth ProfessionalFlaherty scores win in battle to form national sec regulator

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20-Sept-13Benefits CanadaTeachers’, IIAC supports co-operative securities regulator

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20-Sept-13Investment ExecutiveConsolidation: Is the sun setting on the indies?

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20-Sept-13Investment Executive Regulation: Dealers’ deadlines

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20-Sept-13Investment ExecutiveFirms set to comply with dreaded FTT

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20-Sept-13Wealth ProfessionalUBS sought buyers for Canada wealth management unit

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19-Sept-13BNNIan Russell BNN interview re: launch of the Cooperative Capital Markets Regulatory System

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19-Sept-13Wealth Professional Flaherty unites industry and investor advocates?

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16-Sept-13finance-investissement.comCinq règles pour aider les petits courtiers

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10-Sept-13Wealth ProfessionalConsolidation continues as Richardson GMP buys Macquarie Canada

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10-Sept-13Advisor.caRichardson GMP buys Macquarie Private Wealth

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9-Sept-13theglobeandmail.comRichardson GMP buys Macquarie’s Canadian wealth management unit

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9-Sept-13Wealth ProfessionalBig Six Banks taking increasingly large slices of AUM pie

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5-Sept-13Cantechletter.comStifel Nicolaus gave up on Canada too soon

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4-Sept-13Advisor.caWhat’s up in the boutique sector?

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4-Sept-13Wealth ProfessionalAnother threat for mutual fund ‘guys’?

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3-Sept-13Wealth ProfessionalBig Six growth in wealth management points to more consolidation

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29-Aug-13BNNIan Russell, IIAC President and CEO, appears on BNN’s Business Day

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26-Aug-13Advisor.ca6 ways regulators can boost the financial industry: IIAC

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23-Aug-13Investment ExecutiveIan Russell Letter to the Editor

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23-Aug-13The Globe and MailMining slowdown begins to hurt as Bay Street sheds jobs, firms

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22-Aug-13Globeandmail.comLetter from the IIAC: Why it matters when small brokers fold

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22-Aug-13Bloomberg.comStifel Said to Plan Closing Canada Offices With About 70 Workers

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22-Aug-13Calgary HeraldPipeline delays costing investment banking jobs

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22-Aug-13St. Louis Business JournalStifel closing Canadian operations

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14-Aug-13BNNIan Russell, IIAC President and CEO, appears on BNN’s Business Day

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9-Aug-13La PresseInvestir en français, yes sir!Click Here
7-Aug-13investmentexecutive.comAdd estate planning to your businessClick Here
6-Aug-13investmentexecutive.comAdd LTC to grow your businessClick Here
6-Aug-13finance-investissement.comREER collectif: l’ACCVM veut éliminer les retenues à la sourceClick Here
6-Aug-13investmentexecutive.comIIAC calls on Ottawa to boost small business investment, assist small dealersClick Here
5-Aug-13Le DevoirVos finances – Investir en français, ou à l’européenneClick Here
1-Aug-13Les AffairesMarceau maintient la traduction intégrale des prospectus en français

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1-Aug-13investmentexecutive.comBuild your business with living benefitsClick Here
27-Jul-13The Globe and MailHow the Big Six banks won the battle for Canadians’ wealthClick Here
25-Jul-13Bloomberg.comToronto Bankers Feel Pain from Mining Slowdown: Corporate CanadaClick Here
15-Jul-13Advisor.ca4 upcoming regulatory proposalsClick Here
11-Jul-13Winnipeg Free PressManitoban one of eight inductees in Investment Industry Hall of FameClick Here
11-Jul-13LesAffaires.com« Les plus grandes réussites passent par les autres », dit L. Jacques Ménard de BMOClick Here
10-Jul-13theglobeandmail.comFirst group of investment hall of fame inductees includes Bloomberg, Fell and MénardClick Here
10-Jul-13LeDevoir.comLe nouveau Temple de la renommée des financiers intronise trois QuébécoisClick Here
10-Jul-13financialpost.comEight named to inaugural investment industry Hall of FameClick Here
10-Jul-13Advisor.caIIAC creates Hall of FameClick Here
10-Jul-13finance-investissement.comTrois Québécois intronisés au Temple de la renommée de l’ACCVMClick Here
09-Jul-13theglobeandmail.comFive reasons for optimism in the investment industryClick Here
08-Jul-13theglobeandmail.comOn Bay Street, fewer workers but more productivityClick Here
08-Jul-13Advisor.ca5 more regulatory proposals to followClick Here
05-Jul-13The Globe and MailFewer deals, fewer deal makers: Brokerages face hard truthsClick Here
05-Jul-13Financial PostIIAC: Tough first quarter for Canada’s investment dealersClick Here
05-Jul-13Investmentexecutive.comRetail firms see some improvement in Q1: IIACClick Here
05-Jul-13Conseiller.caRecul des profits pour les valeurs mobilières au paysClick Here
04-Jul-13Bloomberg.comNumber of Canadian Securities Firms Lowest in 7 YearsClick Here
02-Jul-13Advisor.ca5 regulatory changes you need to knowClick Here
27-Jun-13Investmentexecutive.comInter-generational wealth transfers: Retaining spouses and childrenClick Here
26-Jun-13Investmentexecutive.comDiving deep to understand client baseClick Here
25-Jun-13Investmentexecutive.comIncreased regulation having a severe impact on small dealersClick Here
25-Jun-13Investmentexecutive.com‘Best interest’ costs spark industry debateClick Here
25-Jun-13Financial PostStreamlining securities regulation no easy feat for Canada’s fractious provincesClick Here
21-Jun-13financialpost.comIIAC names new chair, shakes up boardClick Here
21-Jun-13Winnipeg Free PressSpiring named chairmanClick Here
21-Jun-13The Globe and MailWellington West Holdings founder named IIAC chairClick Here
20-Jun-13Benefitscanada.comIIAC elects new board chairClick Here
20-Jun-13Advisor.caIIAC elects board chairClick Here
20-Jun-13theglobeandmail.comIIAC elects new board chairman; Four new board members also announcedClick Here
6-Jun-13Investmentexecutive.comRegulators must adopt a more holistic approach to compliance, says IIAC headClick Here
28-May-13Reuters.comAnalysis: Canada may settle for markets watchdog with less biteClick Here
28-May-13Investmentexecutive.comUnderstanding defectionsClick Here
27-May-13Investmentexecutive.comFour reasons why clients leaveClick Here
27-May-13thechronicleherald.caJitters common in investment communityClick Here
24-May-13Investment ExecutiveClient engagementClick Here
24-May-13Investmentexecutive.comThe ripple effect of IIROC’s data lossClick Here
24-May-13Investment ExecutiveCommon regulator is workable; Ian Russell letter to the editorClick Here
24-May-13Investmentexecutive.comCommon regulator is workable; Ian Russell letter to the editorClick Here
23-May-13digitaljournal.comToronto Financial Services Alliance Welcomes Results of Ontario’s “Open for Business” Initiative, Ian Russell quotedClick Here
23-May-13online.wsj.comToronto Financial Services Alliance Welcomes Results of Ontario’s “Open for Business” Initiative, Ian Russell quotedClick Here
20-May-13Times ColonistBank executive appointed to Pacific District CouncilClick Here
17-May-13Investmentexecutive.comConsider risks when posting third-party contentClick Here
17-May-13Advisor.caLetter from the President Volume 61 reprintClick Here
17-May-13Advisor.caBroader skill set key to advisor success: IIACClick Here
17-May-13Investmentexecutive.comSocial media: Building equity in the ‘influence economy’Click Here
16-May-13Investmentexecutive.comSocial media: Building equity in the ‘influence economy’Click Here
16-May-13Investmentexecutive.comAdvisors cautioned on using personal social media pagesClick Here
16-May-13publicintegrity.orgCanada buoyed by former U.S. ambassadorClick Here
8-May-13Investmentexecutive.comFinancial planning means client engagement; IIAC/EOL survey mentionClick Here
2-May-13Investmentexecutive.comStephen Poloz named next Bank of Canada governorClick Here
1-May-13finance-investissement.com126 millions de déclarations inutiles ? (80 outstanding reg proposals)Click Here
1-May-13finance-investissement.comS. O. S., petits courtiers indépendantsClick Here
1-May-13Investmentexecutive.comFraser Mackenzie closes downClick Here
1-May-13Investment ExecutiveIIROC data loss: From bad to worse?Click Here
30-Apr-13blogs.wsj.comMining Down Draft Claims Another Victim: Toronto’s Fraser MackenzieClick Here
30-Apr-13blogs.wsj.comMining Down Draft Claims Another Victim: Toronto’s Fraser MackenzieClick Here
30-Apr-13financialpost.comFraser Mackenzie shuts doors as tough times set in for boutique investmentClick Here
30-Apr-13National PostFraser Mackenzie shuts doors as tough times set in for boutique investmentClick Here
30-Apr-13theglobeandmail.comStruggling boutique dealers cry uncleClick Here
30-Apr-13The Globe and MailStruggling boutique dealers cry uncleClick Here
29-Apr-13Investmentexecutive.comMorin becomes IIAC directorClick Here
29-Apr-13financialpost.comIIROC broke own rules by losing private data — can we believe its explanation?Click Here
26-Apr-13finance-investissement.comRichard Morin devient directeur à l’ACCVMClick Here
25-Apr-13Itworldcanada.comLost client data not encrypted: IIROCClick Here
23-Apr-13CBC Radio 1Ian Russell interview on CBC Radio re: Hall of Fame creation 
23-Apr-13theglobeandmail.comCanada’s brokerage industry to get hall of fameClick Here
23-Apr-13Investmentexecutive.comIIAC establishes Hall of FameClick Here
22-Apr-13lesaffaires.comOCRCVM : les données perdues n’étaient pas cryptéesClick Here
20-Apr-13National PostLost IIROC device was not encryptedClick Here
20-Apr-13Investmentexecutive.comClient data on lost device not encrypted, IIROC confirmsClick Here
19-Apr-13Stockwatch.comGlobe says IIAC demands explanation of IIROC’s delayClick Here
19-Apr-13bnn.caCanada’s brokers demand answers on missing financial dataClick Here
19-Apr-13The Globe and MailCanada’s brokers demand answers on missing financial dataClick Here
18-Apr-13telegraph.co.ukFTT contravenes G20 agreements, warn global markets bodiesClick Here
18-Apr-13tax-news.comEU FTT Under Fire From International Trade AssociationsClick Here
12-Apr-13theglobeandmail.comIIAC Letter from the President Vol. 60 published on globeandmail.comClick Here
12-Apr-13theglobeandmail.comWhy U.S. brokers have it better: Read IIAC’s newest reportClick Here
11-Apr-13Advisor.caIIAC Letter from the President Vol. 60 published on Advisor.caClick Here
11-Apr-13Advisor.caU.S. and Canadian financial industries aren’t correlatedClick Here
11-Apr-13Investmentexecutive.comIIAC examines securities industry profitsClick Here
8-Apr-13Investmentexecutive.comCanadian industry worried about impact of European bank taxClick Here
8-Apr-13financialpost.comCanada’s Small Brokerages Risk Closures Amid Slump, Russell SaysClick Here
8-Apr-13sfgate.comCanada’s Small Brokerages Risk Closures Amid Slump, Russell SaysClick Here
8-Apr-13bloomberg.comIan Russell’s interview on Bloomberg.comClick Here
8-Apr-13bloomberg.comCanada’s Small Brokerages Risk Closures Amid Slump, Russell SaysClick Here
5-Apr-13Bloomberg RadioIan Russell Bloomberg Radio interview on “The Hays Advantage”Click Here
4-Apr-13financialpost.comFee review, fiduciary duty on table as OSC pledges transparency, accountabilityClick Here
3-Apr-13Advisor.caBreak Home BiasClick Here
1-Apr-13Investment ExecutiveBoutique dealers facing big challengesClick Here
1-Apr-13Investment ExecutiveIan Russell guest column: Time is right for a common regulatorClick Here
26-Mar-13theglobeandmail.comBoC seeks pension fund participation in repo clearinghouseClick Here
25-Mar-13blogs.wsj.comVenture Capital Funding Shortage Seen as a ProblemClick Here
25-Mar-13The Hill TimesTop lobbyists, stakeholders in budget lockup tooClick Here
22-Mar-13finance-investissement.comL’ACCVM applaudit le budget FlahertyClick Here
22-Mar-13financialpost.comFlaherty’s budget statement shows frustration over lack of common securities regulator: IIAC chiefClick Here
21-Mar-13macleans.caInvestors create a budget wishlistClick Here
21-Mar-13BenefitsCanada.comLittle for seniors in 2013 budgetClick Here
21-Mar-13Advisor.caLittle for seniors in 2013 budgetClick Here
21-Mar-13Advisor.caBudget accepted, but concerns lingerClick Here
21-Mar-13Advisor.ca2013 Budget looks a lot like 2012Click Here
21-Mar-13Investmentexecutive.comIIAC applauds budget for improving competitivenessClick Here
21-Mar-13theglobeandmail.comOttawa plans national securities regulatorClick Here
21-Mar-13bnn.caIan Russell interview on Parliament Hill re: 2013 Federal BudgetClick Here
19-Mar-13automatedtrader.netIndustry leaders ask IOSCO to take lead on cross-border debateClick Here
19-Mar-13Financial TimesReprint of IOSCO letter re: mutual recognitionClick Here
19-Mar-13financial timesDerivatives sector urges wider IOSCO roleClick Here
19-Mar-13Advisor.caSmall firms fight for survival: IIACClick Here
19-Mar-13Investmentexecutive.comBoutique firms suffering from regulatory burden: IIACClick Here
19-Mar-13wsj.comBroker Revenue Down in 2012, as Small Players LanguishClick Here
19-Mar-13theglobeandmail.comSmall dealers struggle to reach pre-crisis peaksClick Here
18-Mar-13finance-investissement.comBudget fédéral: l’industrie fait ses demandesClick Here
11-Mar-13National PostE.F. Hutton emerges as rare new player in Canadian securitiesClick Here
7-Mar-13Investmentexecutive.comTurning engaged clients into referralsClick Here
7-Mar-13Winnipeg Free PressManitoba needs a national securities regulatorClick Here
5-Mar-13Hilltimes.comInvestor confidence in advisers can translate into improved financings and growth, says IIACClick Here
5-Mar-13Investmentexecutive.comHow to lead your clientsClick Here
1-Mar-13Finance et InvestissementMoins de sociétés dans le secteur des valeurs mobilièresClick Here
1-Mar-13Finance et InvestissementSatisfaction des clients : les conseillers ont toujours la coteClick Here
1-Mar-13Investment ExecutiveIIAC suggests changes to IIPClick Here
1-Mar-13Investment ExecutiveBudget 2013: Balance the booksClick Here
1-Mar-13Investment ExecutiveCSA, dealers at odds over data feesClick Here
28-Feb-13Investmentexecutive.comHow to “engage” your clientsClick Here
26-Feb-13finance-investissement.comOSBI : l’ACCVM appuie, mais pose ses conditionsClick Here
26-Feb-13thebottomlinenews.caTougher advisors’ standards up for debateClick Here
20-Feb-13Hirmagazine.comVCAP Doesn’t Address The Problem: IIAC’s RussellClick Here
20-Feb-13Advisor.caCanada’s new venture capital plan problematic: IIACClick Here
20-Feb-13Investmentexecutive.comMore action needed to support vencap industry, IIAC saysClick Here
20-Feb-13theglobeandmail.comBrokerage startups will need healthy dose of optimismClick Here
20-Feb-13Investmentexecutive.comAdvisors step up their effortsClick Here
8-Feb-13finance-investissement.comMoins de sociétés dans le secteur des valeurs mobilièresClick Here
8-Feb-13Advisor.caChina will lead Asian expansion: IIACClick Here
8-Feb-13Investmentexecutive.comChina to defy forecasts, says IIAC headClick Here
8-Feb-13theglobeandmail.com4 reasons why Chinese growth may be stronger than many thinkClick Here
8-Feb-13theglobeandmail.comInvestors trust advisers. The financial system? Not so muchClick Here
5-Feb-13Advisor.caSecurities industry healthy in Q3 2012Click Here
1-Feb-13Advisor.caSurvey shows Canadians confident in advisorsClick Here
1-Feb-13Advisor.caIIAC to regulators: clients trust advisorsClick Here
1-Feb-13Investmentexecutive.comCanadians trust their advisorsClick Here
31-Jan-13Rogers Cable TV (Rogers)Ian Russell’s Empire Club of Canada speech re: The Economics of Loyalty Survey resultsClick Here
30-Jan-13Hilltimes.comCabinet Ministers’ Meetings with Lobbyists, 2012Click Here
26-Jan-13National PostConfusion runs deep about Cdor amid suspicions lynchpin rate is brokenClick Here
21-Jan-13Investment ExecutiveNo word yet on LinkedIn featureClick Here
21-Jan-13Investment ExecutiveDerivatives CommitteeClick Here
21-Jan-13Advisor.caAdvisory industry lacks competition: IIACClick Here
21-Jan-13Investmentexecutive.comSmaller dealers need help, says IIAC chiefClick Here
11-Jan-13Advisor.caThe road to global reform: IIACClick Here
11-Jan-13Investmentexecutive.comIOSCO ready to take on bigger roleClick Here
3-Jan-13Rogers Cable TV (Rogers)Empire Club of Canada 2013 Investment Outlook luncheon videoClick Here