The IIAC in the News

Man reading the news on tablet at home. Imaginary online and mobile news website, application or portal on modern touch screen display. Holding smart device in hand.

* Please note that some media outlets require a subscription to access content and also that some links may become inactive over time.



Title of Article


1-September-22Finance et Investissement“La croissance de l’effet de levier est un risque potentiel pour les clients”Click here
29-August-22Investment Executive“Fight over CRM3 feels familiar”Click here
24-August-22Investment Executive“Growth in client leverage a potential risk”Click here
16-August-22Wealth Professional“New SRO must provide a better investor experience”Click here
9-August-22Investment ExecutiveOp-Ed: “Interest rate benchmark reform requires careful execution and strong collaboration”Click here
27-July-22Finance et Investissement“Deux Québécois récompensés par les Prix d’excellence en leadership 2022”Click here
26-July-22Financial Post“Financial Post columnist among 2022 inductees to Canada’s Investment Industry Hall of Fame”Click here
25-July-22Investment Executive“IIAC inducts three to Hall of Fame”Click here
25-July-22Advisor’s Edge“IIAC inducts three to Hall of Fame”Click here
27-June-22Advisor’s Edge“IIROC’s Kriegler to lead new SRO”Click here
27-June-22Investment Executive“IIROC’s Kriegler to lead new SRO”Click here
13-June-22Investment Executive“CDOR, CORRA and T+1, oh my!”Click here
10-June-22Wealth Profesional“A big thank you to the judges of the 2022 Wealth Professional Awards”Click here
2-June-22PWC Tax Insights“FATCA and CRS – Canada Revenue Agency outlines audit plans”Click here
16-May-22Investment Executive“Tougher rules for complaints reporting draw criticism”Click here
25-April-22Finance et Investissement« Les bénéfices du secteur de l’investissement s’envolent »Click here
25-April-22The Globe and Mail“Critics question approval of Ontario group to certify financial advisers, planners”Click here
19-April-22Investment Executive“Investment industry profits soar”Click here
19-April-22Finance et Investissement« Un processus contesté »Click here
19-April-22Finance et Investissement« Objectif : une surveillance proportionnée »Click here
6-April-22Investment Executive“IIAC calls for nominations for Top Under 40 and other awards”Click here
30-March-22The Globe and Mail“Ontario ramps up life insurance agent oversight amid advisor-planner title standards uncertainty” (for subscribers)Click here
29-March-22Conseiller« La nouvelle loi sur les marchés financiers rejetée »Click here
25-March-22Globe Advisor Weekly Newsletter“IIAC to put a priority on lobbying for the reduction of duplicate regulation”Click here
22-March-22Wealth Professional“Don’t disregard households in suitability considerations, says IIAC”Click here
21-March-22Investment Executive“Industry gives “thumbs down” to new capital markets act”Click here
20-March-22The Globe and Mail“Scotiabank eliminates funds with embedded advisory fees for discount brokerage” (for subscribers)Click here
11-March-22Insurance Portal“Proper training and controls can mitigate insider cyber threats” (for subscribers)Click here
10-March-22Portail de l’Asssurance Portal« Réformes axées sur le client?: il faut améliorer l’expérience des conseillers » (for subscribers)Click here
3-March-22Insurance Portal“Client-focused reforms: advisor experience needs improvement” (for subscribers)Click here
22-February-22Investment Executive“Industry and investors divided over OBSI review”Click here
18-February-22Finance et Investissement« Les sociétés d’investissement sont visées par les mesures de la loi d’urgence »Click here
16-February-22Advisor’s Edge“Investment firms being swept into Emergency Act measures”Click here
15-February-22Investment Executive“Executive moves this week”Click here
14-February-22Wealth Professional“The IIAC announces upcoming appointment of Tim Currie”Click here
11-January-22Advisor’s Edge“Market data faces scrutiny from U.K. regulator”Click here
11-January-22Investment Executive“Market data faces scrutiny from U.K. regulator”Click here
21-December-21Wealth Professional“Don’t let Ontario’s title protection add to regulatory confusion, IIAC says”Click here
20-December-21Investment ExecutiveOp-Ed: “Shortening Canada’s settlement cycle … again”Click here
22-November-21Advisor’s Edge“IIAC flags problem of accurately valuing thinly traded securities”Click here
22-November-21Investment Executive“Time to reform valuation practices, IIAC says”Click here
22-November-21Investment Executive“A steady hand at the IIAC helm”Click here
22-November-21Investment Executive“Proposed prospectus exemption raises alarm”Click here
15-November-21Wealth Professional“Listed issuer exemption could leave investors exposed, CSA warned”Click here
15-November-21Advisor’s Edge“Client assets soar during pandemic: IIAC”Click here
15-November-21Investment Executive“Client assets soar during pandemic: IIAC”Click here
4-November-21Finance et Investissement« De Croesus à Valsoft »Click here
2-November-21Investment Executive“IIAC finalists prioritize public service”Click here
1-November-21Investment Executive“From cold calling to top honours”Click here
29-October-21Wealth ProfessionalOp-Ed: “Short-term credit market functioning and projected policy”Click here
13-October-21Portail de l’assurance« L’industrie partagée sur le cadre réglementaire des organismes d’autoréglementation »Click here
12-October-21Investment Executive“Jonathan Lin named 2021 winner of IIAC Top Under 40 award”Click here
12-October-21Advisor’s Edge“Jonathan Lin named 2021 winner of IIAC Top Under 40 award”Click here
12-October-21Investment Executive“Disclosure reforms draw praise, concern”Click here
6-October-21Insurance Portal“Industry groups respond to regulators’ self-regulatory organization consultation paper”Click here
5-October-21Wealth Professional“Industry stakeholders weigh in on new SRO plans”Click here
27-September-21Wealth Professional Magazine“An evolution in self-regulation”Click here
23-September-21Tax Notes“Investor Groups Ask IRS to Suspend E-File Rule for Foreign Filers”Click here
23-September-21Conseiller« Encore un jury de qualité pour le concours « Les conseillers à l’honneur! »Click here
20-September-21Investment Executive“Client ID proposal raises industry ire”Click here
20-September-21Finance et Investissement« Réactions polarisées au Québec »Click here
20-September-21Advisor’s Edge“IIAC releases Top Under 40 nominees”Click here
20-September-21Investment Executive“IIAC releases Top Under 40 nominees”Click here
30-August-21Investment Executive“Banks unfazed by success of independent brokerages”Click here
23-August-21Advisor’s Edge“Groups call for KYC to go beyond minimum standards”Click here
23-August-21Investment Executive“Groups call for KYC to go beyond minimum standards”Click here
12-August-21Finance et Investissement« Nouvel OAR : on doit miser sur l’expertise de l’OCRCVM »Click here
9-August-21Conseiller« FNB : un beau parcours »Click here
6-August-21Finance et Investissement« Nouvel OAR : accueil positif de la CSF »Click here
4-August-21Wealth ProfessionalOp-Ed: “The evolution of Canadian ETF product offerings”Click here
4-August-21Wealth Professional“IIAC welcomes new president and CEO”Click here
3-August-21The Globe and Mail“Canadian regulators to create new watchdog for investment industry, replacing IIROC and MFDA”Click here
3-August-21Media in Toronto“Laura Paglia Becomes New Head Of IIAC”Click here
21-July-21Investment ExecutiveOp-Ed: “Expanded cost reporting poses an important and challenging task”Click here
14-July-21Finance et Investissement« Solution proposée au problème d’information au client »Click here
8-July-21Conseiller« Découvrez les intronisés du Temple de la renommée »Click here
29-June-21Advisor’s Edge“IIAC announces 2021 hall of fame inductees”Click here
29-June-21Investment Executive“IIAC names 2021 hall of famers”Click here
25-June-21Wealth Professional“IIAC urges FSRA to minimize title-protection burden”Click here
25-June-21Bank of Canada“Bank of Canada to be closed in observance of National Day for Truth and Reconciliation on September 30, 2021”Click here
16-June-21Finance et Investissement« D’excellents résultats, malgré les perturbations »Click here
14-June-21Investment Executive“Retail trading fuels industry profits in Q1”Click here
10-June-21Advisor’s Edge“IIAC names new board leader”Click here
10-June-21Investment Executive“IIAC names new chairman”Click here
10-June-21Compliance News“IIAC Names Board Chair and Vice-Chair”Click here
8-June-21Wealth Professional“Dealer platform advances fuel wealth industry performance: IIAC”Click here
26-May-21Investment ExecutiveOp-Ed: “Complex exempt market offerings require more vigorous oversight”Click here
10-May-21The Hill TimesOp-Ed: “About time to get a grip on money-laundering problems in Canada”Click here
3-May-21Investment ExecutiveOp-Ed: “Budget 2021 was a disappointment to the investment industry”Click here
30-April-21Finance et Investissement« OCRCVM : une écoute appréciée »Click here
28-April-21Wealth Professional“What Canadians like and don’t like about the budget”Click here
27-April-21Portail de l’assurance« Le commerce des valeurs mobilières surperforme pendant la pandémie de la COVID-19 »Click here
26-April-21Insurance Portal“Deadlines approach for industry awards nominations”Click here
22-April-21Insurance Portal“Investment industry outperforms during the pandemic”Click here
21-April-21Insurance Portal“Mixed industry response to 2021 federal budget”Click here
21-April-21Wealth Professional“Federal budget fails to inspire investor confidence, says IIAC”Click here
21-April-21The Globe and Mail“Shaw family invests in wealth manager Grayhawk”Click here
21-April-21Finance et Investissement« L’ACCVM nomme une nouvelle présidente et chef de la direction »Click here
19-April-21Finance et Investissement« Souplesse bien reçue »Click here
19-April-21Investment Executive“Canadian asset managers targeting ESG boutiques”Click here
16-April-21Investment ExecutiveOp-Ed: “How to integrate the CIPF into a consolidated SRO”Click here
12-April-21Investment Executive“Laura Paglia named next IIAC head”Click here
12-April-21Advisor’s Edge“Laura Paglia named next IIAC head”Click here
12-April-21Wealth Professional“IIAC unveils new president and CEO”Click here
12-April-21Insurance Portal“The Investment Industry Association of Canada appoints new president”Click here
8-April-21The Globe and Mail“Investment-industry regulator drops plan for minor-offence program”Click here
8-April-21The Hill TimesOp-Ed: “Steps Ottawa can take to restore fiscal stability”Click here
8-April-21Wealth Professional“Canada can start afresh from CMAIO pause, says IIAC CEO”Click here
7-April-21Investment Executive“Shuttering of national securities regulator came as no surprise to industry”Click here
7-April-21Advisor’s Edge“Shuttering of national securities regulator came as no surprise to industry”Click here
1-April-21Investment Executive“Letter: Industry has made significant progress on strategic issues throughout pandemic”Click here
1-April-21Wealth Professional“SRO consolidation is ‘inevitable’, say industry groups”Click here
31-March-21Investment ExecutiveOp-Ed: “Positive surprises during the pandemic”Click here
31-March-21The Globe and Mail“Federal and provincial governments shutting down national securities regulator project, sources say”Click here
31-March-21The Globe and Mail“Investment industry groups push for quicker merger of regulators”Click here
31-March-21Investment Executive“Industry group recommends advice-focused SRO”Click here
31-March-21Advisor’s Edge“Industry group recommends advice-focused SRO”Click here
31-March-21The Canadian Business Journal“Investment Industry SRO Forum makes submission to CSA”Click here
31-March-21Zone Bourse« Le forum du secteur des placements sur les organismes d’autoréglementation (OAR) dépose un mémoire aux ACVM »Click here
31-March-21Street Insider« Le forum du secteur des placements sur les organismes d’autoréglementation (OAR) dépose un mémoire aux ACVM »Click here
31-March-21Yahoo Finance“Investment Industry SRO Forum makes submission to CSA”Click here
31-March-21Canada News Media“Investment industry groups push for quicker merger of regulators – The Globe and Mail”Click here
26-March-21Wealth Professional“Ontario on the right track with latest budget, says IIAC”Click here
26-March-21Finance et Investissement« Cinq façons dont la COVID-19 a modifié pour de bon la gestion de patrimoine »Click here
24-March-21The Globe and Mail“Groups call for small business to be the focus of the federal budget”Click here
22-March-21Investment Executive“Another record year for the investment industry”Click here
22-March-21Finance et Investissement« Conseillers divisés »Click here
15-March-21Bombay Stock Exchange Forum Views“Closing the Critical Gaps to Protect Personal Information”Click here
12-March-21Advisor’s Edge Magazine“Five ways Covid-19 has permanently changed wealth management”Click here
26-February-21Finance et Investissement« Le secteur des investissements pas à l’abri de la crise, mais il résiste »Click here
23-February-21Advisor’s Edge“IIAC calls for Hall of Fame nominations”Click here
23-February-21Investment Executive“IIAC calls for Hall of Fame nominations”Click here
22-February-21The Globe and MailOp-Ed: “A strong case can be made for Ontario to support market passport system”Click here
18-February-21Investment Executive“Investment industry not quite immune to crisis, but resilient”Click here
18-February-21Advisor’s Edge“Investment industry not quite immune to crisis, but resilient”Click here
17-February-21Northern Miner“Ontario taskforce aims to improve capital raising for public companies”Click here
16-February-21Investment Executive“With Vingoe’s term ending, what’s next for the OSC?”Click here
3-February-21Investment ExecutiveOp-Ed: “Dealers pursue strategic partnerships to offer alternative investments to clients”Click here
27-January-21Finance et Investissement« Proposer une « alternative » aux médecins »Click here
25-January-21Investment Executive“Are you the keymaster?”Click here
25-January-21Investment Executive“An independent alternative for doctors”Click here
18-January-21Thomson Reuters Regulatory Intelligence“COVID-19 Coverage – Canada “Click here
7-January-21Wealth ProfessionalOp-Ed: “Closing the critical gaps to protect personal information”Click here
5-January-21Investment Executive“Letter: Investment industry well-positioned for the post-Covid recovery”Click here

For media coverage prior to 2021, please click here