IIAC Publications

Notes from the IIAC President and CEO

Recent Supreme Court Decision – November 2018 [PDF]

Observations from the SIFMA Annual Meeting – October 2018 [PDF]

Retail Publications

Bonds – Introduction to Bond Basics [PDF]

Bonds – More on Bond Investing [PDF]

Professional Advice Improves Long-Term Returns [PDF]

Retirement Planning Guide [PDF]

The “Security” in the Securities Industry [PDF]

5W’s of Investing [PDF]

Retail Forms

Sample Foreign Assets Worksheet – April 15, 2015 (Updated Notation) [PDF]

TFSA Transfer on Breakdown of Marriage or Common-Law Partnership Form (updated March 2009) [PDF]

Transfer Authorization for Registered Investments Form (updated March 2009) [PDF]

Dealer and Advisor Publications

Canadian Conventions in Fixed Income Markets [PDF]

Conflicts of Interest Self-Assessment and Materiality Weighting Considerations – June 27 2012 [PDF]

IIAC Debt Markets Syndication Practices [PDF]

IIAC Industry Asset Classification Schema [PDF]

Advantages of Using an IIROC-Registered Advisor [HTML]

Industry Adjusted Cost Base (Book Cost) Matrix [PDF]

MBS Linear Liquidation Model v 1.1 [PDF]

Governance

Competition Law Compliance Policy and Guidelines [PDF]

Transparency requirements for government debt securities

Filling the Gap: Perspectives on Transparency for Canada’s Government Debt Markets – March 29, 2018 [PDF]

Bond Market Letter

IIAC Fixed Income Market Regulatory Update – April 27, 2018 [PDF]

IIAC Fixed Income Market Regulatory Update – March 29, 2018 [PDF]

IIAC Fixed Income Market Regulatory Update – February 27, 2018 [PDF]

IIAC Fixed Income Market Regulatory Update – January 31, 2018 [PDF]

IIAC Fixed Income Market Regulatory Update – December 20, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – November 29, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – November 1, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – October 5, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – September 7, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – August 1, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – June 30, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – June 6, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – April 6, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – March 10, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – February 2, 2017 [PDF]

IIAC Fixed Income Market Regulatory Update – November 24, 2016 [PDF]

IIAC Fixed Income Market Regulatory Update – October 6, 2016 [PDF]

IIAC Fixed Income Market Regulatory Update – August 25, 2016 [PDF]

IIAC Fixed Income Market Regulatory Update – July 28, 2016 [PDF]

IIAC Fixed Income Market Regulatory Update – June 30, 2016 [PDF]

IIAC Fixed Income Market Regulatory Update – May 31, 2016 [PDF]

IIAC Fixed Income Market Regulatory Update – April 28, 2016 [PDF]

IIAC Fixed Income Market Regulatory Update – March 31, 2016 [PDF]

IIAC Fixed Income Market Regulatory Update – February 16, 2016 [PDF]

IIAC Fixed Income Market Regulatory Update – January 13, 2016 [PDF]

IIAC Fixed Income Market Regulatory Update – December 9, 2015 [PDF]

IIAC Fixed Income Market Regulatory Update – November 2, 2015 [PDF]

For a list of IIAC advisories, please click here.