SAID Successes

SAID Successes

Advocating on behalf of our Member firms and Canada’s investment industry, the IIAC has a strong track record of success.

Below you’ll find a list of successes relevant to small and independent dealers as well as links to summary documents of all our recent advocacy wins. For an archive of IIAC’s successes, please click here.


Highlights of Our 2018 Achievements [PDF]
  • Implementation of the Net Stable Funding Ratio (NSFR)


Highlights of Our 2017 Achievements [PDF]
  • Order Protection Rule – Proposed Trading Fee Caps
  • Order Protection Rule – Best Execution Procedures for Introducing Firms
  • Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) Reporting Requirements
  • U.S. Tax Withholding – Qualified Intermediary (QI) Related Issues
  • Advantage Tax Rules Pertaining to Investment Management Fees
  • BC Financial Institutions Act (FIA) & Credit Union Incorporation Act (CUIA) Review
  • FTSE Russell Commercial Pricing Policy Regarding Market Data


Highlights of Our 2016 Achievements [PDF]
  • Tax Free Savings Accounts (TFSA) Reporting
  • CRM Suitability Assessment
  • Take-Over Bid Rules
  • “Early Warning” Reporting System
  • Order Protection Rule
  • Late filing penalties on TFSAs
  • U.S. Internal Revenue Code Section 871(m)