SAID Successes

SAID Successes

Advocating on behalf of our Member firms and Canada’s investment industry, the IIAC has a strong track record of success.

Below are summary documents of our recent successes. For an archive of IIAC’s successes, please click here.


Highlights of Our 2017 Achievements [PDF]
  • Changes to the Montreal Exchange Special Terms Transaction Reporting
  • Order Protection Rule – Proposed Trading Fee Caps
  • U.S. Tax Withholding – Qualified Intermediary (QI) Related Issues
  • Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS) Reporting Requirements
  • BC Financial Institutions Act (FIA) & Credit Union Incorporation Act (CUIA) Review
  • National Housing Act Mortgage-Backed Securities (NHA MBS) Program


Highlights of Our 2016 Achievements [PDF]
  • Tax Free Savings Accounts (TFSA) Reporting
  • CRM Suitability Assessment
  • Proxy Voting
  • Take-Over Bid Rules
  • “Early Warning” Reporting System
  • Linked Notes
  • Order Protection Rule
  • Late filing penalties on TFSAs
  • Capital Markets Stability Act (CMSA)
  • U.S. Internal Revenue Code Section 871(m)


Highlights of Our 2015 Achievements [PDF]
  • Client Relationship Model Phase 2 (CRM2)
  • Disciplinary Sanctions
  • Specified Foreign Property (SFP) Tax Reporting
  • Binary Options
  • Committed Orders
  • Registered Retirement Investment Funds (RRIFs)
  • Common Reporting Standard (CRS) for Automatic Exchange of Tax Information
  • Rights Offering Regime
  • Proficiency Assurance Model
  • Anti-Money Laundering (AML) Regulations
  • Marketplace Thresholds
  • U.S. Internal Revenue Code Section 871(m)
  • Tax-Free Savings Account (TFSA) Debit Balances
  • Position Cost Reporting for Futures Contract Accounts