Anti Money Laundering

Anti-Spam Legislation

Atlantic Canada (Regional)

Canadian Taxation

Capital Markets (Debt / Equity / Derivatives)

CDIC Changes Impacting Nominee Brokers

Client Focused Reforms (CFRs)

Compliance

Consumer Protection Framework

Cybersecurity/Data Privacy

Equity Trading

Exchange Traded Funds

FATCA/OECD Common Reporting Standard

Financial Benchmarks

FinTech

Fixed Income Central Counterparty and Netting Utility

Investment Banking

Insurance

International Developments and Issues

Multiple Marketplaces

Proxy Voting and Shareholder Communications

Quebec (Regional)

Quebec Taxation

Retail Wealth Business

Retirement Savings / Pension Reform

Small and Independent Dealers / Introducers

SRO Consolidation

Tax Reporting (Domestic)

U.S Taxation / Qualified Intermediaries (including FATCA)

Venture Market

Vulnerable Clients

Western Canada (Regional)